Professional Discipline
The Board of Attorneys Professional Responsibility, an arm of the
Wisconsin Supreme Court, assists the court in discharging its exclusive
constitutional responsibility to supervise the practice of law in this
state and to protect the public from acts of professional misconduct by
attorneys licensed to practice in Wisconsin. The board is composed of
eight lawyers and four nonlawyer members, and its offices are located at
Room 315, 110 E. Main St., Madison, WI 53703, and Room 102, 611 N.
Broadway, Milwaukee, WI 53202.
Hearing to Reinstate David D. Brown
A public hearing on the petition of David D. Brown for reinstatement
of his law license will be held before the Board of Attorneys
Professional Responsibility District 14 Committee on Tuesday, Sept. 14,
1999, at 9 a.m. in Room 360 (Branch 8) of the Brown County Courthouse,
100 S. Jefferson St., Green Bay, Wis.
Brown became licensed to practice law in 1957 and practiced in the
Green Bay area. The Wisconsin Supreme Court ordered that Brown's law
license be revoked by consent effective Oct. 21, 1993. The court based
its order upon a Petition for Voluntary Revocation filed by Brown in
September 1993. In his petition Brown admitted that he could not
successfully defend against allegations of professional misconduct that
were under investigation by BAPR.
Among the allegations under investigation were that: Brown converted
to his own use $2,500 of client funds held in his trust account to pay a
judgment creditor; he misrepresented to the creditor and BAPR that he
held that money in trust; he converted to his own use $5,100 of another
client's settlement funds; since mid-1988 he repeatedly diverted funds
from his trust account for his own use and deposited his own funds into
his trust account to pay overdrafts written on the trust account; and he
failed to maintain required trust account records, despite having
certified on three occasions that he had done so.
Brown's revocation petition acknowledged his liability to pay
restitution in specified amounts to persons or entities entitled to
funds he had converted. The court ordered Brown to make restitution
within six months from the date of his revocation. Prior to the
revocation, Brown previously had received a private reprimand in 1983
and a BAPR public reprimand in 1988.
Brown is required by SCR 22.28
to show that:
- he desires to have his law license reinstated;
- he has not practiced law during the license revocation;
- he has complied fully with the terms of the order and will continue
to comply with them until his license is reinstated;
- he has maintained competence and learning in the law;
- his conduct since the revocation has been exemplary and above
reproach;
- he has a proper understanding of and attitude toward the standards
that are imposed upon members of the bar and will act in conformity with
the standards;
- he can safely be recommended to the legal profession, the courts,
and the public as a person fit to be consulted by others and to
represent them and otherwise act in matters of trust and confidence and
in general to aid in the administration of justice as a member of the
bar and as an officer of the court;
- he has fully complied with the requirements of SCR
22.26;
- he indicates the proposed use of his license, if reinstated;
- he has fully described all business activities during the period of
revocation; and
- he has made restitution or settled all claims from persons injured
or harmed by his misconduct or, if the restitution is not complete, his
explanation of his failure or inability to do so.
Brown is required to demonstrate by clear and convincing evidence
possession of the moral character to practice law in this state and to
demonstrate that his resumption of the practice of law within Wisconsin
will not be detrimental to the integrity and standing of the bar or the
administration of justice, or subversive of the public interest.
Any interested person may appear at the hearing and be heard in
support of or in opposition to the petition for reinstatement. Further
information may be obtained from Mary A. Ahlstrom, Board of Attorneys
Professional Responsibility, 110 E. Main St., Room 315, Madison, WI
53703-3383; (608) 267-7274.
Public Reprimand of John Miller Carroll
On Jan. 22, 1997, a woman met with John Miller Carroll, 38,
Milwaukee, to discuss retaining him regarding the woman's potential
probation revocation. On Jan. 23 the woman was taken into custody, and
on Jan. 24 her husband paid Carroll a $1,500 retainer. For the next six
weeks, the woman sat in jail with little communication from Carroll and
little to no substantive work performed on her case. During the six
weeks she was incarcerated, Carroll never met with the woman. There was
little telephone contact, and, based upon the correspondence from the
woman's husband, the woman did not know what was happening with her case
or what her options were. She then retained new counsel who secured her
release within two weeks. Carroll refused to return the woman's
retainer. After the woman filed a grievance with the Board of Attorneys
Professional Responsibility (BAPR), Carroll asserted that she owed him
money. While Carroll did some work on the case, primarily reviewing and
responding to the husband's requests for information, the woman received
no benefit from the representation. Carroll did little of a substantive
nature on the woman's case.
BAPR found that Carroll failed to act with reasonable diligence and
promptness in representing the woman, in violation of SCR
20:1.3. BAPR also found that Carroll failed to respond to her
reasonable requests for information and explain the matter to the extent
reasonably necessary to permit the woman to make informed decisions
regarding the representation, contrary to SCR
20:1.4(a) and (b). Finally, BAPR found that Carroll failed to return
an advanced payment of fee that had not been earned, in violation of SCR
20:1.16(d).
The public reprimand was conditioned upon Carroll either returning
the entire $1,500 retainer to the client or agreeing to submit his fee
to fee arbitration. In determining the appropriate sanction, BAPR
considered that Carroll had previously been privately reprimanded in
1992 for failing to hold disputed funds in trust, and again in 1997 for
misrepresentation and for filing a motion after having been
discharged.
Petition to Reinstate Emil Drobac
A hearing on the petition of Emil Drobac for the reinstatement of his
law license will be held before the District 2 Professional
Responsibility Committee on Monday, Aug. 9, 1999, at 6 p.m. at the
office of the Board of Attorneys Professional Responsibility, 342 N.
Water St., Suite 300, Milwaukee, Wis.
Drobac's law license was revoked by the Wisconsin Supreme Court
effective Dec. 6, 1983. Drobac had petitioned for the voluntary
revocation of his license based upon an inability to defend himself
against the following allegations, that he:
- converted approximately $40,000 from the account of an individual
for whom he had been the legal guardian since 1968;
- neglected the legal matters of five clients;
- failed to refund fees to two of those clients; and
- failed to cooperate with the investigation of five grievances.
Drobac pleaded guilty to a felony charge relating to the conversion
and was ordered to pay $54,000 in restitution by the criminal court. In
addition, he was sentenced to five years of probation, the first of
which was spent in the House of Correction on work release.
Drobac is required by Supreme Court Rule
22.28 to establish by evidence that is clear and convincing, the
following:
- he desires to have his license reinstated;
- he has not practiced law during the suspension;
- he has complied with the terms of the disciplinary order;
- he has maintained competence and learning in law;
- his conduct since the discipline has been exemplary and above
reproach;
- he has a proper understanding of and attitude toward the standards
that are imposed upon members of the bar and will act in conformity with
the standards;
- he can safely be recommended to the legal profession, the courts and
the public as a person fit to be consulted by others and to represent
them and otherwise act in matters of trust and confidence, and in
general to aid in the administration of justice as a member of the bar
and as an officer of the court;
- he has made restitution or settled all claims from persons injured
or harmed by his misconduct, or in the event such restitution is not
complete, has explained the failure or inability to do so;
- he has indicated the proposed use of the license after
reinstatement; and
- he has fully described all business activities during the period of
suspension.
Any interested person may appear at the hearing and be heard in
support of or in opposition to the petition for reinstatement. Further
information may be obtained from Jeananne L. Danner, Deputy
Administrator, Board of Attorneys Professional Responsibility, 342 N.
Water St., Suite 300, Milwaukee, WI 53202, (4l4) 227-4623.
Disciplinary Proceeding against Jane A. Edgar
On March 17, 1999, the Wisconsin Supreme Court temporarily suspended
Jane Edgar's law license, pending disposition of the disciplinary
proceeding. The suspension was based upon Edgar's stipulation admitting
that she had converted approximately $11,000 of funds belonging to a
client and to an adverse party in a divorce action, commingled her own
funds and client funds in her law office business account and made
deposits and disbursements from that account for her personal expenses,
and falsely certified on her State Bar dues statement that she had a
trust account and maintained trust account and bank records in
compliance with the rules. The temporary suspension was effective March
22, 1999.
Hearing to Reinstate Donald S. Eisenberg
A public hearing on the petition of Donald S. Eisenberg for
reinstatement of his law license will be held before the Board of
Attorneys Professional Responsibility District 9 Committee on Wednesday,
Sept. 1, 1999, at 7 p.m. in Room 318 (Third Floor Conference Room) of
the Tenney Building, 110 E. Main St., Madison, Wis.
Eisenberg became licensed to practice law in 1956 and practiced in
Madison. Eisenberg's law license was revoked effective Nov. 1, 1989
(Disciplinary Proceeding Against Eisenberg, 152 Wis. 2d 91, 447
N.W.2d 54 (1989)). Prior to his revocation, Eisenberg had been the
subject of several other disciplinary proceedings. He was publicly
reprimanded in 1965 (State v. Eisenberg, 29 Wis. 2d 233, 138
N.W.2d 235 (1965)), and in 1984 the court suspended his law license for
six months (Disciplinary Proceeding Against Eisenberg, 117 Wis.
2d 332, 344 N.W.2d 169 (1984)).
Further, in 1985 Eisenberg was twice denied reinstatement of his
license because he had continued to practice law while his license was
suspended (Disciplinary Proceeding Against Eisenberg, 122 Wis.
2d 627, 363 N.W.2d 430(1985), and 126 Wis. 2d 435, 377 N.W.2d 160
(1985)). A third petition for reinstatement was withdrawn. A fourth
reinstatement petition was stayed until disposition of the 1989
disciplinary proceeding, which petition was dismissed as moot following
the revocation. In 1996 the Wisconsin Supreme Court denied a fifth
reinstatement petition on two grounds: Eisenberg's statement on a
television program in 1990 that he believed a former client of his was
guilty of the crime with which she had been charged; and Eisenberg's
failure to repay a fee to a former client whom he had represented in the
presence of a conflict of interest (Disciplinary Proceeding Against
Eisenberg, 206 Wis. 2d 263, 556 N.W.2d 749(1996)).
In May 1998 the Wisconsin Supreme Court denied Eisenberg's sixth
reinstatement petition by reason of his not having made restitution for
or settled all claims of persons injured by his professional misconduct;
by his expressed willingness to comply with the continuing legal
education requirements for reinstatement only if he were assured that,
having met those requirements, his license would be reinstated; and by
his stated intention to practice law in Wisconsin only occasionally but
to maintain a trust account on his own, rather than in association with
another lawyer or law firm in the state.
Eisenberg's law license was revoked based on evidence that he
repeatedly misused his trust account. On Feb. 10, 1981, Eisenberg's
trust account ledger showed a receipt of $2,000 on behalf of a named
client. No such deposit was made. On the same day the deposit allegedly
was made, Eisenberg drew a check payable to himself on the trust account
in the amount of $2,000. By doing so, Eisenberg made a payment to
himself on behalf of one client from funds on deposit in his trust
account belonging to other clients.
In May 1981 Eisenberg drew a $20,000 check on his client trust
account payable to his uncle. He concealed the transaction by making the
check stub "VOID" and not recording the check on the trust account
ledger or subtracting its amount from the balance on that ledger. When
that check was written, there were no monies belonging to the uncle on
deposit in the trust account. Eisenberg testified that he was lending
his uncle the money. Later that month, Eisenberg deposited $20,000 into
the trust account on behalf of his uncle. This transaction also was not
recorded on the account ledger.
Later that month, Eisenberg made another loan to his uncle by this
means, again in the amount of $20,000. He did so again in June 1981 in
the amount of $5,000. In the latter case, Eisenberg concealed the
transaction by writing on the check stub a different payee and a
different amount than was the case on the actual check.
On Aug. 21, 1981, Eisenberg deposited $10,000 into the firm's trust
account and listed it in the receipt book, general trust account ledger,
and individual trust account ledgers as attributable to another named
client of the firm. Those funds were withdrawn immediately from the
trust account and used to conclude a bank transaction known as a
repurchase agreement, totally separate from the trust account.
Subsequently, Eisenberg made disbursements from his trust account
totaling approximately $7,300 for the benefit of the named client,
although that client had no funds on deposit in the trust account.
Further, there were insufficient funds in that account to pay for the
above-described disbursements. Later in August 1981, Eisenberg wrote a
trust account check in the amount of $10,000 payable to another attorney
who also was representing the named client, but that withdrawal was not
recorded on the trust account ledger. Again, there were insufficient
funds in the trust account to cover the check.
On Sept. 3, 1981, the trust account receipts ledger showed an entry
on behalf of one of Eisenberg's partners in the amount of $15,000. Five
days later, $15,000 was transferred from that account to another
account, on which Eisenberg then drew a $15,000 check payable to his
uncle.
Also during 1981, Eisenberg withdrew funds from his firm's trust
account for his personal use on four occasions in the total amount of
$58,000. At the time these withdrawals were made, Eisenberg had no
personal funds on deposit in the trust account. He did not record the
transactions and subsequently admitted that he was borrowing money
illegally from the trust account.
During 1981 Eisenberg deposited a total of approximately $954,000
into the firm trust account without recording the amounts of deposits on
the account ledger or indicating on whose behalf the deposits were made.
In the same year, he caused the sum of almost $70,000 to be recorded in
the account ledger as deposits when, in fact, no such deposits had been
made. Also in 1981, Eisenberg withdrew approximately $930,000 from the
trust account without reporting those withdrawals on the account ledger
or otherwise identifying the clients on whose behalf they were made.
On the basis of these facts, the Wisconsin Supreme Court concluded
that: Eisenberg violated SCR
11.05(1) by commingling funds in his client trust account and by
using the funds of other clients to pay the debts of a client; he
violated SCR
11.05(2) by failing to maintain and preserve complete records of
client funds coming into his possession; and he engaged in conduct
involving dishonesty, fraud, deceit, or misrepresentation, in violation
of SCR
20.04(4) by attempting to conceal these transactions.
The court stated that regardless of his prior discipline for
professional misconduct, the seriousness of his misuse of a client trust
account and conversion of client funds warranted the revocation of
Eisenberg's law license.
Eisenberg is required by SCR 22.28
to show that:
- he desires to have his law license reinstated;
- he has not practiced law during the license revocation;
- he has complied fully with the terms of the order and will continue
to comply with them until his license is reinstated;
- he has maintained competence and learning in the law;
- his conduct since the revocation has been exemplary and above
reproach;
- he has a proper understanding of and attitude toward the standards
that are imposed upon members of the bar and will act in conformity with
the standards;
- he can safely be recommended to the legal profession, the courts,
and the public as a person fit to be consulted by others and to
represent them and otherwise act in matters of trust and confidence and
in general to aid in the administration of justice as a member of the
bar and as an officer of the court;
- he has fully complied with the requirements of SCR
22.26;
- he indicates the proposed use of his license, if reinstated;
- he has fully described all business activities during the
revocation; and
- he has made restitution or settled all claims from persons injured
or harmed by his misconduct or, if the restitution is not complete, his
explanation of his failure or inability to do so.
Petitioner is required to demonstrate by clear and convincing
evidence possession of the moral character to practice law in this state
and to demonstrate that his resumption of the practice of law within
Wisconsin will not be detrimental to the integrity and standing of the
bar or the administration of justice, or subversive of the public
interest.
Any interested person may appear at the hearing and be heard in
support of or in opposition to the petition for reinstatement. Further
information may be obtained from Mary A. Ahlstrom, Board of Attorneys
Professional Responsibility, 110 E. Main St., Room 315, Madison, WI
53703-3383; (608) 267-7274.
Disciplinary Proceeding against Nicholas C. Grapsas
On May 6, 1999, the Wisconsin Supreme Court ordered a public
reprimand of Nicholas C. Grapsas, 60, Madison.
Grapsas represented a Taiwanese national, who was present in the
United States on a student visa and was lawfully employed at a music
school during the one-year period following her education. The client's
visa status was due to expire June 21, 1995, after which she could
lawfully remain in the United States for an additional 60 days to
prepare for departure.
Grapsas was retained to petition the Immigration and Naturalization
Service (INS) for a change in visa status from student to specialty
occupation worker. As part of the retainer, Grapsas provided legal
services to the client's employer concerning whether it could lawfully
employ the client after June 21, 1995. Grapsas advised the client and
her employer that the client could work subsequent to June 21, 1995,
provided she had filed by that date an application for change of status
and the application was pending. Certain judicial authority supported
Grapsas' contention. Grapsas was aware, however, that INS had not
acquiesced in the judicial decisions on which he relied, and at no time
did Grapsas explain to the client or her employer that INS's stated
position was that a person in the client's position could not continue
employment upon expiration of the one-year employment period.
Consequently, there was a substantial risk that the client's continued
employment could render her "out of status" and ineligible for the
status change she was seeking or that the employer could be subject to
sanctions for employing an alien without work authorization.
The court determined that Grapsas violated SCR
20:1.4(b) by failing to explain the matter to the extent reasonably
necessary to permit the client to make informed decisions regarding the
representation.
On or about July 10, 1995, Grapsas mailed to INS the client's
petition and a $155 check drawn on his trust account for the filing fee.
Notwithstanding inquiries from the client as to case status, the fact
that his filing fee check was not negotiated by INS, and his knowledge
that INS routinely issues a notice of receipt of a petition, it was not
until Oct. 2, 1995, that Grapsas wrote to INS inquiring as to the status
of the petition. In January 1996 the client, who had learned
independently that INS had no record of her petition, contacted Grapsas,
who said he would refile. It was not until April 29, 1996, that Grapsas
did so, and the petition was received at INS on May 3, 1996. The court
determined that Grapsas failed to act with reasonable diligence and
promptness in ascertaining the status of the client's petition and in
refiling the petition, in violation of SCR
20:1.3.
INS approved the music school's petition to employ the client, but
denied the client's status change petition because her student status
had expired prior to the filing of her petition, and consequently, she
was not eligible for a change in nonimmigrant status. INS further
determined that she was "out of status" and ineligible for status change
because she had been employed unlawfully by the music school after June
21, 1995. As a result, the client was obligated to return to Taiwan for
the sole purpose of reapplying there for a nonimmigrant specialty
occupation worker visa, incurring about $1,000 in travel expenses.
In addition to engaging in misconduct during the above representation,
Grapsas also failed to respond to two notices from BAPR for a written
response to the client's grievance, in violation of SCR
21.03(4) and 22.07(3).
In conjunction with the public reprimand, the court ordered that
Grapsas make restitution to the client in the amount of $1,505,
reflecting the fee paid by the client and the travel expenses incurred
as a result of his misconduct.
Grapsas was previously publicly reprimanded by the court for
misconduct in another immigration matter, Disciplinary Proceedings
Against Grapsas, 174 Wis. 2d 816, 498 N.W.2d 400 (1993).
Disciplinary Proceeding against Daniel J. Kanera
On May 14, 1999, the Wisconsin Supreme Court ordered a one-year
suspension of the law license of Daniel J. Kanera, 55, Two Rivers.
Kanera was convicted in Manitowoc County circuit court on Jan. 8, 1999,
of felony manufacture of THC after the discovery of what appeared to be
11 marijuana plants growing on his land. The court determined that the
conduct for which Kanera was convicted constitutes a criminal act that
reflects adversely on his honesty, trustworthiness, or fitness as a
lawyer in other respects, in violation of SCR
20:8.4(b).
Disciplinary Proceeding against Mario M. Martinez
The Wisconsin Supreme Court revoked the law license of Mario M.
Martinez, 39, Wauwatosa, commencing May 6, 1999. In addition, the court
ordered that Martinez pay the costs of the disciplinary proceeding. The
court has held the issue of restitution in abeyance, pending further
input from BAPR.
The revocation, which follows a Sept. 18, 1998, temporary suspension,
is based primarily upon Martinez's conversion of approximately $158,000
from 27 different clients and third persons who were entitled to those
funds, in violation of SCR
20:1.15(a) and (b) and SCR
20:8.4(c). Most of the funds were from clients' personal injury
settlements. However, in a criminal matter, upon being given a blank
check by a client's mother to be used for bail, Martinez inserted the
name of an associate, the amount of $1,900, and added false information
about the check's purpose. He then had the check deposited in his
business account and failed to refund the $1,900 to the woman for
approximately a year. While the matter was being investigated, Martinez
provided BAPR with what purported to be a copy of a check refunding the
$1,900. However, Martinez never sent that check to the woman.
In addition to the conversions, Martinez signed settlement checks and
releases without his clients' knowledge or authorization, made
misrepresentations to clients about the status of their cases, and made
multiple misrepresentations regarding the status of various legal
proceedings to a third party who had provided several of Martinez's
clients with medical care, in violation of SCR
20:8.4(c). He also failed to inform three clients of settlement
offers, in violation of SCR
20:1.2(a). Furthermore, he failed to maintain appropriate trust
account records, violating SCR
20:1.15(e); submitted false certifications to the State Bar
regarding the maintenance and retention of those records, violating SCR
20:1.15(g); made material misstatements of fact to BAPR during its
investigations, violating SCR
20:8.1(a); and failed to cooperate with some of the investigations,
violating SCR
21.03(4), and SCR
22.07(2) and (3).
In revoking his license, the court concluded that Martinez "has
established that he cannot be trusted with the property of others
obtained in the course of representing clients."
Revocation of License of John E. Pederson
On May 3, 1999, the Wisconsin Supreme Court granted the petition of
John E. Pederson for revocation of his law license by consent. Pederson,
78, Milwaukee, filed the petition in the course of a BAPR investigation.
In the petition, Pederson stated that he could not successfully defend
against the allegations of misconduct that were the basis for BAPR's
investigation. The misconduct stemmed from Pederson's handling of three
estates.
A man died on Dec. 23, 1994, and Pederson was retained as attorney
for the estate. The man's wife died on March 13, 1995, and Pederson also
served as attorney for that estate. The wife left her estate to four
siblings who were unrelated to either decedent. One of the siblings
served as personal representative for both estates. The husband of one
of the heirs became concerned with the delay in making final
distributions from the wife's estate and met with Pederson in June 1998
to discuss the matter. At that meeting, Pederson eventually admitted
that the money for the final distribution was not there, and that he had
converted the money to his own use. An examination of bank records
reveals that Pederson converted approximately $84,071.75 from the
estates of the man and his wife to his own use.
In another matter, Pederson served as personal representative for the
estate of a woman who died on Aug. 8, 1995. The estate was informally
probated, and there was no separate attorney for the estate. Pederson
wrote himself $10,400 in checks from the estate account, but requested
only $800 in fees. Pederson could not account for the excess $9,600 he
paid himself and stated that the money was not available to make final
distributions.
By converting estate funds to his own use, the court found that
Pederson committed criminal acts which reflected adversely on his
trustworthiness or fitness as a lawyer in other respects, in violation
of SCR
20:8.4(b), and that Pederson engaged in conduct involving
dishonesty, fraud, deceit, or mis-representation in violation of SCR
20:8.4(c). Pederson has been charged criminally as a result of these
actions. Pederson had no prior discipline.
Disciplinary Proceeding against Gaar W. Steiner
The Wisconsin Supreme Court suspended the law license of Gaar
Steiner, 61, Milwaukee, for 60 days, commencing June 21, 1999. In
addition, the court ordered that Steiner pay the costs of the
disciplinary proceeding.
In 1991 Steiner began representing real estate developer, Frank P.
Crivello. Two years later Steiner established his own firm, the primary
clients being Crivello, Crivello's cousin and business partner, Joseph
Crivello, and various Crivello-related business entities. In October
1993 Steiner prepared a fee contract with Plaza 14, a Crivello
corporation. The agreement included a $50,000 retainer fee, $25,000 of
which was nonrefundable. In conjunction with that agreement, Steiner
deposited $108,000 in Plaza 14 funds into his trust account. Despite the
terms of the agreement, Steiner did not deposit any of those funds into
his business account for fees, thereby failing to hold his own property
separate from the property of clients, in violation of SCR
20:1.15(a).
The purpose of the agreement was to shelter the $108,000 from a
creditor. Steiner disbursed the funds to the Crivellos or on their
behalf whenever they so directed. The funds were used to pay creditors,
or third persons, including Steiner, in matters unrelated to Plaza 14.
In addition, a review of Steiner's trust account records revealed that
Steiner made at least 23 disbursements either to or on behalf of the
Crivellos and their various business entities from funds that belonged
to other clients, in violation of SCR
20:1.15(a). In late 1994, after hiring an accountant, Steiner
discovered the extent of the problems and deposited appropriate funds to
cover the Crivello-related overdrafts.
In March 1994 Steiner filed a bankruptcy petition on behalf of Plaza
14. In November 1995 Steiner was indicted by the U.S. Attorney's Office
on two misdemeanor counts of knowingly and fraudulently entering into an
agreement with Plaza 14 to be paid legal fees out of assets of the
bankruptcy estate, without disclosing same to the bankruptcy court.
Steiner pleaded guilty to the two counts and subsequently was sentenced
to home confinement not to exceed 180 days, fined $10,000, and placed on
probation for three years. Steiner thereby committed a criminal act that
reflects adversely on his honesty, trustworthiness, or fitness as a
lawyer in other respects, in violation of SCR
20:8.4(b).
During the summer of 1993 Steiner loaned Joseph Crivello $35,000. There
apparently was no interest charged on the loan, no security for it, and
no deadline by which it was to be repaid. However, none of those terms
were put in writing, nor did the client consent in writing, in violation
of SCR
20:1.8(a).
In early 1994 Steiner received $40,000 in cash from Joseph Crivello,
which he placed into a safe deposit box in Steiner's own name at
Crivello's request. The box was not clearly designated as a "client's
account" or "trust account," in violation of SCR
20:1.15(a).
In imposing the 60-day suspension, the court noted that BAPR could not
produce clear and convincing evidence that Steiner's trust account was
used to conceal his clients' assets. The court also noted that Steiner
had not attempted to conceal the fees from the Bankruptcy Court; they
were disclosed in the monthly report that was filed regarding the
bankruptcy.
Public Reprimand of M. Joanne Wolf
M. Joanne Wolf, 50, Prairie du Chien, was publicly reprimanded by
BAPR for engaging in the practice of law while her law license was
administratively suspended and for failing to cooperate with BAPR's
investigation of her conduct. Wolf was suspended from the practice of
law for nonpayment of State Bar dues, effective Nov. 2, 1992, and has
remained under suspension since that date.
On May 28, 1997, Wolf appeared in Crawford County circuit court on
behalf of a juvenile. State Public Defender records show that Wolf
performed services on more than 30 public defender cases after Nov. 2,
1992.
In May 1998 BAPR was notified by the Wisconsin Supreme Court about an
allegation that Wolf had appeared in the 1997 juvenile matter while
suspended. Wolf thereafter failed to respond to two letters from BAPR
staff requesting that she submit a written response to that
allegation.
BAPR concluded that in providing legal services to clients while she
was under suspension for nonpayment of dues, Wolf violated SCR
20:5.5(a), which proscribes engaging in the practice of law in a
jurisdiction where doing so violates the regulation of the legal
profession in that jurisdiction. BAPR further concluded that Wolf failed
to cooperate with a BAPR investigation, contrary to SCR
21.03(4) and SCR
22.07(1).
In concluding that Wolf's misconduct warrants a public reprimand,
BAPR noted that because she has been under a dues suspension for more
than three years, should she wish to return to the practice of law, she
will be obliged to file a petition with the Wisconsin Supreme Court
seeking reinstatement of her law license, as per State Bar By-Laws, Article I, Section 3. At that time, Wolf will be
required to demonstrate by clear and convincing evidence that she is fit
to resume the practice law in this state, according to SCR
22.28(6).
Wisconsin Lawyer