Vol. 72, No. 3, March 1999
Professional Discipline
The Board of Attorneys Professional Responsibility, an arm
of the Wisconsin Supreme Court, assists the court in discharging
its exclusive constitutional responsibility to supervise the
practice of law in this state and to protect the public from
acts of professional misconduct by attorneys licensed to practice
in Wisconsin. The board is composed of eight lawyers and four
nonlawyer members, and its offices are located at Room 315, 110
E. Main St., Madison, WI 53703, and Room 102, 611 N. Broadway,
Milwaukee, WI 53202.
Public Reprimand of James A. Beaudry
James Beaudry, 47, Hales Corners, was retained by a woman
in August 1995 to represent her regarding a "slip and fall"
accident that occurred in August 1994. The client wrote a check
for filing fees in February 1996, which check Beaudry cashed.
In May 1996 the client moved to Texas; she informed Beaudry
of her new address several times. Beaudry admitted receiving
only one phone message from the client, but the client supplied
the Board of Attorneys Professional Responsibility (BAPR) with
phone records and receipts for certified and express mail to
Beaudry, verifying her change of address and her repeated attempts
to contact him. The client also stated she made additional calls
from her place of employment, for which calls she did not have
records. She also supplied records of a call that lasted 3.8
minutes to an attorney in a neighboring office, made in July
1996, leaving a message with that attorney for Beaudry.
The client filed a grievance with BAPR in October 1997, as
she continued to receive no response from Beaudry. During investigation
of the grievance, Beaudry denied receiving these messages from
the client. He stated that he wrote to the client at her Wisconsin
address in September 1996, returning her $200 and advising her
that he was no longer pursuing her case. Beaudry stated that
the letter was never returned and the check was never cashed.
The client did not receive the letter or the refund. In December
1997 Beaudry sent her a check for $200. At that time, the statute
of limitations had already run on her claim.
BAPR found that Beaudry failed to act with reasonable diligence
and promptness in representing the client, in violation of SCR
20:1.3; and he failed to keep the client reasonably informed
about the status of her matter and promptly comply with reasonable
requests for information, in violation of SCR
20:1.4(a).
In determining an appropriate sanction for the misconduct,
BAPR considered that Beaudry had been privately reprimanded by
BAPR in February 1993 for lack of diligence in handling a probate
matter, and that he had been publicly reprimanded by the Wisconsin
Supreme Court in October 1995 for lack of diligence in handling
a bankruptcy, failing to keep a client informed of the status
of the matter, and engaging in conduct involving dishonesty or
misrepresentation.
Disciplinary Proceeding Against Stephen J. Dunlap
Stephen J. Dunlap, 50, Hudson, was hired in May 1994 to serve
as attorney and personal representative of an estate in excess
of $700,000. The estate progressed until August 1995, when activity
ceased for periods as long as one year. Dunlap failed to timely
file required tax returns, respond to inquiries from estate beneficiaries
and the department of revenue, or provide adequate notices and
copies of documents to interested persons. Dunlap, who lacked
experience in handling large estates, did not use adequate procedures
to calendar the estate or to keep track of services that had
been provided, including whether tax returns had been filed or
distributions made. Dunlap also lacked an understanding of how
to use tax deductions to the estate's best financial advantage,
which resulted in the estate unnecessarily paying $25,000 in
taxes. Further, in two status hearings, Dunlap made false statements
to the court about having communicated with an accountant and
about having scheduled a meeting with an accountant about the
matter. Dunlap eventually turned the file over to successor counsel
in April 1998.
BAPR concluded that Dunlap failed to act with reasonable diligence
and promptness in representing a client, contrary to SCR
20:1.3; failed to provide competent representation, as required
by SCR
20:1.1; and made false statements of fact to a tribunal,
contrary to SCR 20:3.3(a)(1) and SCR
20:8.4(c).
Dunlap received a private reprimand in 1991 for failing to
complete two guardianship final accounts and a probate estate
in a timely manner.
Public Reprimand of Roger G. Merry
Roger G. Merry, 47, Monroe, was publicly reprimanded by BAPR
for a conflict of interest involving a former client.
Merry had represented a married couple in various matters,
including the husband's adoption of his wife's children
from a prior marriage. The couple thereafter divorced, and the
ex-husband brought a post-divorce motion seeking primary placement
of the children he had adopted and seeking adjustments to child
support. Merry undertook representation of the ex-wife in defense
of the motion. Although the ex-husband immediately notified Merry
of his objections, Merry refused to step down and subsequently
undertook representation of the ex-wife regarding a petition
involving the children. The ex-husband eventually brought a motion
asking the court to remove Merry, and more than seven months
after the representation began, the court ordered Merry to step
down.
BAPR found that by representing the ex-wife in a custody and
child support dispute that was adverse to the ex-husband, when
Merry had previously represented the ex-husband in matters that
included adoption of the same children, Merry undertook representation
in a matter that was substantially related to his prior representation
of a client without the former client's written consent,
contrary to SCR
20:1.9(a).
In aggravation, Merry had previously received two prior reprimands,
one private and one public, involving other conflict of interest
situations. Merry had also received another private reprimand
for unrelated misconduct.
Hearing to Reinstate David A. Suemnick
A public hearing on the petition of David A. Suemnick for
reinstatement of his law license will be held before the BAPR
District 14 Committee on Friday, April 16, 1999, at 9 a.m. in
Room 200 of the Northern Building, 305 E. Walnut St., Green Bay,
Wis.
Suemnick received his law license in 1964 and practiced in
Green Bay. The Wisconsin Supreme Court revoked Suemnick's
law license effective Jan. 25, 1988, based upon a Petition for
Voluntary Revocation filed by Suemnick in December 1987. In its
order, the court indicated that Suemnick's petition admitted
that in four separate matters he made several misrepresentations
to his clients, including telling them that he had commenced
actions on their behalf, telling them the actions had been settled,
and that matters had been set for hearing or trial, contrary
to SCR 20.04(4) [1987]. In each of the client matters, Suemnick
also neglected the client's case and failed to carry out
a contract of employment, contrary to SCR 20.32(3) [1987]. Suemnick
admitted that he could not successfully defend against the allegations
of the complaint by the BAPR. Prior to the revocation, Suemnick
had been disciplined for similar misconduct in: Disciplinary
Proceedings Against Sumenick, 112 Wis. 2d 86, 332 N.W.2d
87 (1983); Disciplinary Proceedings Against Suemnick,
108 Wis. 2d 427, 321 N.W.2d 298 (1982); and State v. Suemnick,
63 Wis. 2d 117, 216 N.W.2d 753 (1974).
Suemnick is required by SCR
22.28 to show that:
- he desires to have his law license reinstated;
- he has not practiced law during the license revocation;
- he has complied fully with the terms of the order and will
continue to comply with them until his license is reinstated;
- he has maintained competence and learning in the law;
- his conduct since the revocation has been exemplary and above
reproach;
- he has a proper understanding of and attitude toward the
standards that are imposed upon members of the bar and will act
in conformity with the standards;
- he can safely be recommended to the legal profession, the
courts, and the public as a person fit to be consulted by others
and to represent them and otherwise act in matters of trust and
confidence and in general to aid in the administration of justice
as a member of the bar and as an officer of the court;
- he has fully complied with the requirements of SCR
22.26;
- he indicates the proposed use of his license, if reinstated;
- he has fully described all business activities during the
revocation; and
- he has made restitution or settled all claims from persons
injured or harmed by his misconduct or, if the restitution is
not complete, his explanation of his failure or inability to
do so.
Suemnick must demonstrate by clear and convincing evidence
possession of the moral character to practice law in this state
and that his resumption of the practice of law within this state
will not be detrimental to the integrity and standing of the
bar or the administration of justice, or subversive of the public
interest.
Any interested person may appear at the hearing and be heard
in support of or in opposition to the petition for reinstatement.
Further information may be obtained from Melody Rader-Johnson,
Board of Attorneys Professional Responsibility, 110 E. Main St.,
Room 315, Madison, WI 53703-3383; (608) 267-7274.
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