Supreme Court Orders
The Wisconsin Supreme Court amended the rules of appellate procedure
upon petition of the Wisconsin Judicial Council. To make the rules
easier to find and understand, subsections and titles were created and
unnecessary language was deleted. Case law affecting appellate procedure
also was incorporated into the rules. The court also implemented SCR 75
regarding court commissioners and has amended SCR Chapter 60 regarding
the Code of Judicial Conduct – Appendix.
Amendment of the Rules of
Appellate Procedure
In the Matter of the Amendment of the Rules of Appellate
Procedure: Wis. Stat. §§ 808.04(1); 808.07(6); 808.075(2) and
(8); 809.01(5); 809.10(1); 809.107(4), (5), (5m), (6) and (6am);
809.11(4) to (8); 809.13; 809.14(1), (2) and (3); 809.15(2) to (4m);
809.16; 809.17; 809.19(1), (3), (4), and (6) to (11); 809.24; 809.25(1)
and (3); 809.26; 809.30(2) to (4); 809.31(5); 809.32(1) to (4);
809.40(3); 809.41(1) to (4); 809.43(1) and (2); 809.50(1), (2) and (3);
809.51(2); 809.60(1) and (2); 809.62(3) and (4); 809.64; 809.70(2);
809.80(1); 809.81(2) and (8); 809.82(2); 809.83(2)
Order 00-02
The court held a public hearing on Oct. 23, 2000, on the petition of
the Judicial Council of Wisconsin seeking the amendment of the rules of
appellate procedure set out in Wis. Stats. chapters 808 and 809. The
court has considered the presentation made at that public hearing and
the material filed in the matter.
IT IS ORDERED that, effective July 1,
2001, the rules of appellate procedure are amended as follows.
SECTION 1.
808.04 (1) of the statutes is amended to read:
808.04 (1) Initiating an
appeal. An appeal to the court of appeals must be initiated within 45
days of entry of a final judgment or order appealed from if
written notice of the entry of a final judgment or order is given
within 21 days of the final judgment or order as provided in s.
806.06 (5), or within 90 days of entry if notice is not given,
except as provided in this section or otherwise expressly provided by
law. Time limits for seeking review of a nonfinal judgment or order
are established in s. 809.50.
Judicial Council Note, 2001: The word
"final" has been inserted before "judgment or order" in sub. (1). The
amendment specifies that the 45- or 90-day time limit applies in appeals
from final orders and the 10-day time limit in s. 809.50 applies to
appeals from nonfinal orders.
SECTION 2. 808.07 (6) of the statutes is
amended to read:
808.07 (6) Sureties
on undertakings. A surety shall file with the undertaking an affidavit
that the surety has a net worth in property within this state not exempt
from execution which exceeds the amount of the undertaking, except as
provided in s. 632.17 (2). The respondent may by motion object to
the sufficiency of a surety within 10 14 days after
service of a copy of the undertaking.
Judicial Council Note, 2001: This is
the first of 15 statutes scattered throughout the rules in which a
10-day deadline is being changed to a 14-day deadline. Also 7-day
deadlines are being changed to 11-day deadlines. Many of the current
deadlines in ch. 809 are either 7 or 10 days and are affected by
s. 801.15 (1) (b), which excludes "Saturdays, Sundays and
holidays" from time periods "less than 11 days." Additionally, many time
periods in ch. 809 run from the service of a document, and under s.
801.15 (5) (a), when a document is served by mail, 3 days are
added to the prescribed period. The interplay of s. 801.15 and ch.
809 causes many of the time periods in ch. 809 to be substantially
longer than the number of days specified in the Rules. The varying time
periods have made calculation of the court's deadlines
difficult.
The proposed amendment of all of the 7-day or 10-day deadlines to
11 and 14 days, respectively, will remove the impact of
s. 801.15 (1) (b) on the Rules of Appellate Procedure.
However, there will be little adverse impact on the time actually given
to parties. The proposed change will greatly facilitate the court's
calculation of deadlines. If circumstances demand a different time
period, the court may set an appropriate deadline under s.
809.82 (2) (a).
SECTION 3. 808.075 (2) of the statutes is
amended to read:
808.075 (2) In a case
appealed under s. 809.30, the circuit court retains the power to act on
all issues until the notice of appeal has been filed with the clerk of
the trial circuit court, except that the circuit court
may not act upon any motion to extend a time limit that is specified in
s. 809.30. Thereafter, the circuit court may act only as provided in
subs. (1) and (4).
SECTION 4.
808.075 (8) of the statutes is created to read:
808.075 (8) If an
appellate court remands the record to the circuit court for additional
proceedings under sub. (5) or (6), the appellate court, in the pending
appeal, may review the judgment or order that the circuit court enters
following remand. If any party is aggrieved by the judgment or order of
the circuit court, the party shall file in the appellate court a written
statement of objections to the judgment or order within 14 days after
the record is returned to the clerk of the appellate court. A party that
files a statement of objections need not file an additional notice of
appeal or cross-appeal.
Judicial Council Note, 2001: The second
sentence in sub. (2) is a codification of State v. Harris, 149
Wis. 2d 943, 440 N.W.2d 364 (1989). Subsection (8) is intended to
clarify procedure following a remand and to eliminate an additional
notice of appeal or cross-appeal. The obligations of a person filing a
statement of objections are the same as those of a
cross-appellant.
SECTION 5. 809.01 (5) of the statutes is
amended to read:
809.01 (5)
"Cross-appellant" means a respondent who files a notice of cross-appeal
or a respondent who files a statement of objections under s.
808.075 (8).
SECTION 6.
809.10 (1) of the statutes is repealed and recreated to read:
809.10 (1) Notice
of appeal. (a) Filing. A person shall initiate an
appeal by filing a notice of appeal with the clerk of the circuit court
in which the judgment or order appealed from was entered.
(b) Content.The notice of appeal shall include all of the
following:
1. The case name and number.
2. An identification of the judgment or
order from which the person filing the notice intends to appeal and the
date on which it was entered.
3. A statement of whether the appeal
arises in one of the types of cases specified in s. 752.31 (2).
4. A statement of whether the appeal is
to be given preference in the circuit court or court of appeals pursuant
to statute.
5. If the appeal is under s. 809.30 or
809.32, a statement of the date of service of the last transcript or
copy of the circuit court case record if no postconviction motion is
filed, the date of the order deciding postconviction motions, or the
date of any other notice-of-appeal deadline that was established by the
court of appeals.
6. If counsel is appointed under ch. 977,
a copy of the order appointing counsel.
(c) Copies of the notice. At the
same time that the person files the notice of appeal, the person shall
send a copy of the notice of appeal to the clerk of the court of
appeals.
(d) Docketing statement. The
person shall send the court of appeals an original and one copy of a
completed docketing statement on a form prescribed by the court of
appeals. The docketing statement shall accompany the court of appeals'
copy of the notice of appeal. The person shall send a copy of the
completed docketing statement to the other parties to the appeal.
Docketing statements need not be filed in appeals brought under s.
809.105, 809.107, 809.32, or 974.06 (7), or in cases in which a
party represents himself or herself. Docketing statements need not be
filed in appeals brought under s. 809.30 or 809.40 (1), except that
a docketing statement shall be filed in cases arising under chs. 48, 51,
55, or 938.
(e) Time for filing. The notice of appeal must be filed within
the time specified by law. The filing of a timely notice of appeal is
necessary to give the court jurisdiction over the appeal.
(f) Error in content not jurisdictional defect. An
inconsequential error in the content of the notice of appeal is not a
jurisdictional defect.
Judicial Committee Note, 2001: Former
sub. (1) (a) has been repealed and recreated as subs. (1) (a)
to (d). Subsection 1 (d) clarifies when a docketing statement must
be filed. Former sub. (1) (b) has been repealed and recreated as
sub. (1) (e). Subsection (1) (f) codifies existing law.
See Northridge Bank v. Community Eye Care Ctr., 94
Wis. 2d 201, 203, 287 N.W.2d 810, 811 (1980); Carrington v. St.
Paul Fire & Marine Ins. Co., 169 Wis. 2d 211,
217 n.2, 485 N.W.2d 267, 269 n.2 (1992).
Please see s. 809.32 for special requirements for a Notice of
Appeal in a No-Merit Report appeal.
SECTION 7. 809.107 (4) of the statutes is
amended to read:
809.107 (4)
Transcript and circuit court case record. A person filing
a notice of intent to appeal under sub. (2) shall order
request a transcript of the reporter's notes and a copy of the
circuit court case record within 15 days after filing the notice.
The court reporter shall file the transcript with the trial
circuit court and serve a copy of the transcript on the person
filing the notice of intent to appeal within 30 days after the
ordering of the transcript is requested. The clerk of circuit
court shall serve a copy of the circuit court case record on the person
filing the notice of intent to appeal within 30 days after the court
record is requested.
SECTION 8.
809.107 (5) of the statutes is repealed and recreated to read:
809.107 (5) Notice
of appeal; transmittal of record. (a) Filing; copy. Within 30
days after service of the transcript, the person filing a notice of
intent to appeal under sub. (2) shall file a notice of appeal as
provided in s. 809.10 (1) and serve a copy of the notice on the
persons required to be served under sub. (2).
(b) Transmittal of record. The
clerk of circuit court shall transmit the record to the court of appeals
as soon as the record is prepared, but in no event more than 15 days
after the filing of the notice of appeal.
(c) Requesting transcripts. The
appellant shall request a copy of the transcript of the reporter's notes
of the proceedings for each of the parties to the appeal and make
arrangements to pay for the transcript and copies within 5 days after
the filing of the notice of appeal.
(d) Statement on transcript. The
appellant shall file a statement on transcript with the clerk of the
court of appeals, shall file a copy of the statement on transcript with
the clerk of circuit court, and shall serve a copy of the statement on
transcript on the other parties to the appeal within 5 days after the
filing of the notice of appeal in the circuit court. The statement on
transcript shall either designate the portions of the transcript that
have been requested by the appellant or contain a statement by the
appellant that a transcript is not necessary for prosecution of the
appeal. If a transcript is necessary for prosecution of the appeal, the
statement on transcript shall also contain a statement by the court
reporter that the appellant has requested copies of the transcript or
designated portions thereof for each of the other parties; that the
appellant has made arrangements to pay for the original transcript and
for all copies for other parties; the date on which the appellant
requested the transcript and made arrangements to pay for it; and the
date on which the transcript must be served on the parties.
(e) Service of transcript. The
court reporter shall serve copies of the transcript on the parties
indicated in the statement on transcript within 5 days after the date
the appellant requested copies of the transcript under par. (c).
SECTION 9.
809.107 (5m) of the statutes is created to read:
809.107 (5m) No-merit
reports. A s. 809.32 no-merit report, response, and supplemental
no-merit report may be filed in an appeal from an order or judgment
terminating parental rights. The appointed attorney shall file in the
court of appeals and serve on the client-parent the no-merit report and
certification within 15 days after the filing of the record on appeal.
The appointed attorney shall serve on the client-parent a copy of the
transcript and the record on appeal at the same time that the no-merit
report is served on the client-parent. The client-parent may file in the
court of appeals a response to the no-merit report within 10 days after
service of the no-merit report. Within 5 days after the response to the
no-merit report has been filed in the clerk's office, the clerk shall
send a copy of the response to the appointed attorney. The attorney may
file a supplemental no-merit report and affidavit within 10 days after
receiving the response to the no-merit report.
SECTION 10.
809.107 (6) (a) (title), (b) (title), (c) (title),
(d) (title), (e) (title), and (f) (title) of the statutes
are created to read:
809.107 (6) (titles).
(a) (title) Appellant's
brief-in-chief.
(b) (title) Respondent's
brief.
(c) (title) Appellant's reply
brief.
(d) (title) Guardian ad litem's
brief.
(e) (title) Decision.
(f) (title) Petition for
review.
SECTION 11.
809.107(6)(am) of the statutes is created to read:
809.107 (6) (am)
Motion for remand. If the appellant intends to appeal on any
ground that may require postjudgment fact-finding, the appellant shall
file a motion in the court of appeals, within 15 days after the filing
of the record on appeal, raising the issue and requesting that the court
of appeals retain jurisdiction over the appeal and remand to the circuit
court to hear and decide the issue. If the court of appeals grants the
motion for remand, it shall set time limits for the circuit court to
hear and decide the issue, for the appellant to request transcripts of
the hearing, and for the court reporter to file and serve the transcript
of the hearing. The court of appeals shall extend the time limit under
par. (a) for the appellant to file a brief presenting all grounds for
relief in the pending appeal.
Judicial Council Note, 2001: Titles and
subtitles were added. Subsection (4) is amended to require that the
person who files a notice of intent to appeal must request a copy of the
circuit court case record within 15 days after filing the notice of
intent to appeal. Subsection (4) also requires the clerk of the circuit
court to serve a copy of the circuit court case record upon the person
requesting it within 30 days after the date of the request.
Former sub. (5) is recreated as
subs. (5) (a) and (b).
Subsection (5) (c) requires the
appellant to request a copy of the transcript for the other parties to
the appeal, and to make arrangements to pay for those copies, within 5
days after filing the notice of appeal.
Subsection (5) (d) requires
the appellant to file a statement on transcript within 5 days after
filing the notice of appeal.
Subsection (5) (e) requires
the court reporter to serve copies of the transcript on the other
parties to the appeal within 5 days after the appellant requests the
copies.
Subsection (5m) codifies Brown
County v. Edward C.T., 218 Wis. 2d 160, 579 N.W.2d 293 (Ct. App. 1998),
which extends the no-merit procedure to TPR cases.
Subsection (6) (am)
provides a procedure for ineffective assistance of counsel claims and
other claims that require fact-finding after the final judgment or order
has been entered.
SECTION 12.
809.11 (4) of the statutes is repealed and recreated to read:
809.11 (4)
Requesting transcripts and filing statement on transcript. (a) The
appellant shall request a copy of the transcript of the reporter's notes
of the proceedings for each of the parties to the appeal and make
arrangements to pay for the transcript and copies within 14 days after
the filing of the notice of appeal.
(b) The appellant shall file a statement
on transcript with the clerk of the court of appeals, shall file a copy
of the statement on transcript with the clerk of circuit court, and
shall serve a copy of the statement on transcript on the other parties
to the appeal within 14 days after the filing of the notice of appeal in
the circuit court. The statement on transcript shall either designate
the portions of the transcript that have been ordered by the appellant
or contain a statement by the appellant that a transcript is not
necessary for prosecution of the appeal. If a transcript is necessary
for prosecution of the appeal, the statement on transcript shall also
contain a statement by the court reporter that the appellant has
requested copies of the transcript or designated portions thereof for
each of the other parties; that the appellant has made arrangements to
pay for the original transcript and for all copies for other parties;
the date on which the appellant requested the transcript and made
arrangements to pay for it; and the date on which the transcript must be
served on the parties.
SECTION 13.
809.11 (5) to (7) of the statutes are created to read:
809.11 (5)
Additional portions of transcript. Within 14 days after filing of a
statement on transcript as required under sub. (4), any other party may
file a designation of additional portions to be included in the
transcript and serve a copy of the designation on the appellant. Within
14 days after the filing of such a designation, the appellant shall file
the statement required by sub. (4) (b) covering the other party's
designation. If the appellant fails or refuses to request the designated
portions, the other party may request the portions or move the circuit
court for an order requiring the appellant to request the designated
portions.
(6) Cross-appeals.
Subsections (4) and (5) apply to cross-appellants.
(7) Reporter's
obligations. (a) Service of transcript copies. The reporter
shall
serve copies of the transcript on the parties to the appeal, file the
transcript with the circuit court, and notify the clerk of the court of
appeals within 60 days after the date on which the transcript was
requested and arrangements were made for payment. If supplementation or
correction of the record is ordered, the reporter shall serve copies of
the supplemental or corrected transcript on the parties to the appeal,
file the supplemental or corrected transcript with the circuit court,
and notify the clerk of the court within 20 days after the order for
supplementation or correction or within the time limit set by order of
the court.
(b) Return of statement regarding
transcript arrangements. The reporter shall sign and send to the
appellant, within 5 days after receipt, the statement regarding
transcript arrangements and filing required under sub. (4) (a).
(c) Extensions. A reporter may
obtain an extension for filing the transcript only by motion, showing
good cause, that is filed in the court of appeals and served on all
parties to the appeal.
(d) Sanctions. If a reporter
fails to timely file a transcript, the court of appeals may declare the
reporter ineligible to act as an official court reporter in any court
proceeding and may prohibit the reporter from performing any private
reporting work until the overdue transcript is filed.
Judicial Council Note, 2001: The
revision places all of the rules concerning transcript preparation and
service in one statute, and eliminates the need for former s. 809.16.
Subsection (4) combines and recreates former s. 809.11 (4) and the
first sentence of former s. 809.16 (1). Subsection (5) recreates
the remaining portions of former s. 809.16 (1). The time limits in
subs. (4) and (5) are changed from 10 to 14 days. See the comment to s.
808.07 (6) concerning time limits. No other substantive changes in
subs. (4) and (5) were intended. Subsection (6) recreates former s.
809.16 (2). Subsection (7) (a) recreates former s.
809.16 (3). Subsection (7) (b) is created to specify a time
within which the court reporter must furnish a statement regarding
transcript arrangements to the appellant or cross-appellant. Subsection
(7) (c) recreates former s. 809.16 (4). Subsection
(7) (d) recreates former s. 809.16 (5).
SECTION 14.
809.13 of the statutes is amended to read:
809.13 Rule (Intervention). A person
who is not a party to an appeal may file in the court of
appeals a petition to intervene in the appeal. A party may file a
response to the petition within seven (7) 11 days after
service of the petition. The court may grant the petition upon a showing
that the petitioner's interest meets the requirements of s.
803.09 (1) or (2).
Judicial Council Note, 2001: The 7-day
time limit has been changed to 11 days. Please see the comment to s.
808.07 (6) concerning time limits.
SECTION 15.
809.14 (1) and (2) of the statutes are amended to read:
809.14 (1) A party
seeking an order or other relief in a case shall file a motion for the
order or other relief. The motion must state the order or relief sought
and the grounds on which the motion is based and may include a statement
of the position of other parties as to the granting of the motion. A
motion may be supported by a memorandum. Any other party may file a
response to the motion within 7 11 days of
after service of the motion.
(2) A motion for a
procedural order may be acted upon without a response to the motion. A
party adversely affected by a procedural order entered without having
had the opportunity to respond to the motion may move for
reconsideration of the order within 7 11 days of
after service of the order.
SECTION 16.
809.14 (3) of the statutes is repealed and recreated to read:
809.14 (3) (a)
The filing of a motion seeking an order or other relief which may affect
the disposition of an appeal or the content of a brief, or a motion
seeking consolidation of appeals, automatically tolls the time for
performing an actrequired by these rules from the date the motion was
filed until the date the motion is disposed of by order.
(b) The filing of a motion to supplement
or correct the record automatically tolls the time for performing an act
required by these rules from the date the motion was filed until the
date the motion is disposed of by order. If a motion to correct or
supplement the record is granted, time limits for performing an act
required by these rules shall be tolled from the date on which the
motion was filed until the date on which the supplemental or corrected
record return is filed, except that the time for preparation of
supplemental or corrected transcripts is governed by s.
809.11 (7) (a).
(c) The moving party shall serve the clerk
of circuit court with any motion filed in the court
of appeals under this subsection.
Judicial Council Note, 2001: The 7-day
time limits in subs. (1) and (2) have been changed to 11 days. Please
see the comment to s. 808.07 (6) concerning time limits. Subsection
(3) (a) was revised to include consolidation motions within the
tolling provision. Subsection (3) (b) creates a tolling provision
when a motion to supplement or correct the record is filed. Subsection
(3) (c) creates a service requirement for motions affecting the
time limits for transmittal of the record.
SECTION 17.
809.15 (2) and (3) of the statutes are amended to read:
809.15 (2)
Compilation and approval of the record. The clerk of the trial
circuit court shall assemble the record in the order set forth in
sub. (1) (a), identify by number or letter each paper, and
prepare a list of the numbered or lettered papers. At least 10
days prior to before the due date for filing the record in
the court, the clerk shall notify in writing each party appearing in the
trial circuit court that the record has been assembled and
is available for inspection. The clerk shall include with the notice the
list of the papers constituting the record.
(3) Defective record. A
party who believes that the record, including the transcript of
the reporter's notes, is defective or that the record does not
accurately reflect what occurred in the trial circuit
court may move the court in which the record is located to supplement
or correct the record. Motions under this subsection may be heard
under s. 807.13.
SECTION 18.
809.15 (4) of the statutes is repealed and recreated to read:
809.15 (4) Processing
the record. (a) Transmittal of the record. The clerk of circuit
court shall transmit the record to the court of appeals within 20 days
after the date of the filing of the transcript designated in the
statement on transcript or within 20 days after the date of the filing
of a statement on transcript indicating that no transcript is necessary
for prosecution of the appeal, unless the court extends the time for
transmittal of the record or unless the tolling provisions of s.
809.14(3) extend the time for transmittal of the record.
b) Late transcript. If the
reporter fails to file the transcript within the time limit specified in
the statement on transcript, the clerk of circuit court shall transmit
the record not more than 90 days after the filing of the notice of
appeal, unless the court of appeals extends the time for filing the
transcript of the reporter's notes. If the court extends the time for
filing the transcript of the reporter's notes, the clerk of circuit
court shall transmit the record within 20 days after the date that the
transcript is filed.
(c) Supplementation or correction of
record. Notwithstanding pars. (a) and (b), if a motion to
supplement or correct the record is filed in circuit court, the clerk of
circuit court may not transmit the record until the motion is
determined. A copy of any motion to supplement or correct the record
that is filed in circuit court shall be sent to the clerk of the court
of appeals. The circuit court shall determine, by order, the motion to
supplement or correct the record within 14 days after the filing or the
motion is considered to be denied and the clerk of circuit court shall
immediately enter an order denying the motion and shall transmit the
record to the court of appeals within 20 days after entry of the order.
If the circuit court grants the motion, the clerk of circuit court shall
transmit the supplemented or corrected record to the court of appeals
within 20 days after entry of the order or filing of the supplemental or
corrected record in the circuit court, whichever is later.
SECTION 19.
809.15 (4m) of the statutes is created to read:
809.15 (4m) Notice
of filing of record. The clerk of the court of appeals shall notify the
clerk of circuit court and all parties appearing in the circuit court of
the date on which the record was filed.
Judicial Council Note, 2001:
Subsection (2) requires that numbers be used to identify the
contents of the record. Subsection (4) (a) recreates the general
rule for record transmittal from former sub. (4). Exceptions to the
general rule are set forth in subs. (4) (b) and (c). Subsection
(4m) recreates the last sentence of former sub. (4).
SECTION 20. 809.16 of
the statutes is repealed.
809.16 of the statutes is repealed.
Judicial Council Note, 2001: This
entire section has been eliminated and consolidated into the revision to
s. 809.11.
SECTION 21. 809.17
(title) of the statutes is amended to read:
809.17 (title)
(Expedited appeals program, voluntary alternative dispute
resolution and pre-submission presubmission
conference).
SECTION 22.
809.17 (2m) of the statutes is created to read:
809.17 (2m) The
court of appeals may establish an appellate mediation program and make
and enforce all rules necessary for the prompt and orderly dispatch of
the business of the program. Participation in the appellate mediation
program is voluntary, but the program may involve mandatory
participation in the presubmission conferences at the direction of the
court. Only those cases in which a docketing statement is required to be
filed under s. 809.10 (1) (a) are eligible for participation
in the appellate mediation program. The parties to the appeal shall pay
the fees of a mediator providing services under the program, unless
those fees are waived or deferred by the court. The rules and procedures
governing the program shall be set forth in the court of appeals'
internal operating procedures.
SECTION 23.
809.19 (1) (h) and (i) of the statutes are created to read:
809.19 (1) (h)
The signature of the attorney who files the brief; or, if the party who
files the brief is not represented by an attorney, the signature of that
party.
(i) Reference to the parties by name,
rather than by party designation, throughout the argument section.
SECTION 24.
809.19 (3) (a) of the statutes is renumbered 809.19 (3) (a) 1.
and amended to read:
809.19 (3) (a) 1.
(intro.) The respondent shall file a brief within 30 days the
later of:
a. Thirty days after the date of
the service of the appellant's brief, and 3 additional days
under s. 801.15 (5) (a) if service is accomplished by mail;
or
b. Thirty days after the date on
which the court accepts the appellant's brief for filing.
2. The brief must conform with sub.
(1), except that the statement of issues and the statement of the case
may be excluded.
SECTION 25.
809.19 (4) and (6) of the statutes are repealed and recreated
to read:
809.19 (4) Reply
brief. (a) (intro.) The appellant shall file a reply brief, or a
statement that a reply brief will not be filed, within the later of:
1. Fifteen days after the date of service
of the respondent's brief, and 3 additional days under s.
801.15 (5) (a) if service is accomplished by mail; or
2. Fifteen days after the date on which
the court accepts the respondent's brief for filing.
(b) The reply brief under par.
(a) shall comply with sub. (1) (e) and (f).
809.19 (6)
Cross-appeal. Briefing in a cross-appeal shall be as follows:
(a) An appellant-cross-respondent shall
file a brief titled "Appellant's Brief" within the time specified by,
and in compliance with, the requirements of subs. (1) and (2).
(b) 1. (intro.) A
respondent-cross-appellant shall file a brief titled "Combined Brief of
Respondent and Cross-Appellant" within the later of:
a. Thirty days after the date of service
of the appellant-cross-respondent's brief, and 3 additional days under
s. 801.15 (5) (a) if service is accomplished by mail; or
b. Thirty days after the date on which the
court accepts the appellant-cross-respondent's brief for filing.
2. The front and back covers of the
combined brief shall be red. The respondent portion of the combined
brief shall comply with the requirements of this section for a
respondent's brief, including the length limitation for such a brief set
forth in sub. (8) (c) 1. The cross-appellant portion of the
combined brief shall comply with the requirements of subs. (1) and (2)
for an appellant's main brief, including the length limitation for such
a brief set forth in sub.
(8) (c) 1., except that
the requirements of sub. (l) (c) and (d) may be omitted, the
cross-appellant portion of the combined brief shall be preceded by a
blank blue cover, and a signature shall be required only at the
conclusion of the cross-appellant portion of the combined brief.
(c) 1. (intro.) An
appellant-cross-respondent shall file a brief titled "Combined Brief of
Appellant and Cross-Respondent" within the later of:
a. Thirty days after the date of service
of the respondent-cross-appellant's brief, and 3 additional days under
s. 801.15 (5) (a) if service is accomplished by mail; or
b. Thirty days after the date on which the
court accepts the respondent-cross-appellant's brief for filing.
2. The front and back covers of the
combined brief shall be gray. The appellant portion of the combined
brief shall comply with the requirements of sub. (4) for a reply brief,
including the length limitation for such a brief set forth in sub.
(8) (c) 1. The cross-respondent portion of the combined brief
shall comply with the requirements of sub. (3) for a respondent's brief,
including the length limitation for such a brief set forth in sub.
(8) (c) 1., except that the requirement of sub. (1) (c)
may be omitted, the cross-respondent portion of the combined brief shall
be preceded by a blank red cover, and a signature shall be required only
at the conclusion of the cross-respondent portion of the combined
brief.
(d) (intro.) A respondent-cross-appellant
shall file either a reply brief titled "Reply Brief of Cross-Appellant"
in the form required by sub. (4) for reply briefs, or a statement that a
reply brief will not be filed, within the later of:
1. Fifteen days after the date of service
of the appellant-cross-respondent's brief, and 3 additional days under
s. 801.15 (5) (a) if service is accomplished by mail; or
2. Fifteen days after the date on which
the court accepts the appellant-cross-respondent's brief for filing.
(e) Each part of a combined brief shall
comply with the form and length certification requirements of sub.
(8) (d).
SECTION 26.
809.19 (7) (c), (8) (a) and (b) 4. and (9) of the
statutes are amended to read:
809.19 (7) (c)
Except as provided in par. (b), the motion shall be filed not later than
10 14 days after the respondent's brief is filed,
and the brief shall be filed within the time specified by the court.
(8) (a)
Number. 1. Except as provided in s. 809.43, a A
person who files shall file either 22 copies of a brief or
appendix in the supreme court shall file 22 copies with the
court, or such other the number as that
the court directs, and shall serve 3 copies on each
party.
2. Except as provided in subd. 3. and s.
809.43, a person who files shall file either 10 copies of
a brief or appendix in a the court of appeals shall
file 10 copies with the court, or such other the
number as that the court directs, and shall
serve 3 copies on each party.
3. Except as provided in s. 809.43, a
person who is found indigent under s. 814.29 (1) and
files who is not represented by counsel shall file 5 copies
of a brief or appendix in the court of appeals shall file the
original and 4 copies with the court and shall serve one copy
on each party. A prisoner who has been granted leave to proceed
without prepayment of fees under s. 814.29 (1m) and who is not
represented by counsel shall file 5 copies of a brief or appendix in the
court of appeals and shall serve one copy on each party.
(b) 4. Securely bound only on the
left side with heavy strength staples or by means of velobinding
or the "perfect" ("hot glue") binding method, with pagination at the
center of the bottom margin. A brief may be bound by other
methods another method if authorized in writing by the clerk
of the court.
809.19 (9) Brief
covers. Each brief or appendix shall have a front and back cover. The
front cover shall contain the name of the court, the caption and number
of the case, the court and judge appealed from, the title of the
document, and the name and address of counsel filing the
document. Except as provided in s. 809.81 (8), the caption shall
include the full name of each party in the circuit court and shall
designate each party so as to identify each party's status in the
circuit court and in the appellate court, if any. The covers of the
appellant's brief shall be blue; the respondent's, red; a combined
respondent-cross-appellant's, red with a blue divider page; a combined
reply-cross-respondent's, gray with a red divider page; a guardian ad
litem's, yellow; a person other than a party, green; the reply brief,
gray; and the appendix, if separately printed, white. In the event the
supreme court grants a petition for review of a decision of the court of
appeals, the covers of the briefs of each party shall be the same color
as the cover of that party's briefs filed in the court of appeals.
SECTION 27.
809.19 (10) and (11) of the statutes are created to read:
809.19 (10) Citation
of supplemental authorities. If pertinent authorities decided after
briefing come to the attention of a party or a nonparty under sub. (7)
or a guardian ad litem under sub. (8m) after the party's or nonparty's
or guardian ad litem's brief has been filed, or after oral argument but
before decision, the party, nonparty, or guardian ad litem may promptly
advise the clerk of the court, by letter, and serve a copy of that
letter on all parties to the appeal. If the new authority is a decision
of the Wisconsin court of appeals, the authority is considered decided
for purposes of this subsection on the date of an order for publication
issued under s. 809.23 (2). The letter shall do the following:
(a) Set forth the citations for the
authority.
(b) Identify the page of the brief or the
point that was argued orally to which the citations pertain.
(c) For each authority that is cited,
briefly discuss the proposition that the authority supports.
(11) Response to
supplemental authorities. A response to the letter under sub. (10)
may be filed within 11 days after service of that letter. The response
shall briefly discuss the reason why each authority does not support the
stated proposition, unless the proposition is not disputed.
Judicial Council Note, 2001: Subsection
(1) (h) requires a signature on briefs. Subsection (1) (i)
makes identification of the parties consistent and less confusing.
Subsection (3) was revised to address a situation in which the
appellant's brief is served on the respondent, but has not yet been
accepted for filing by the court. If the respondent undertakes to
prepare its brief within 30 days after service of the appellant's brief
and the appellant's brief has not yet been accepted for filing, the
respondent will have wasted time and energy if the appellant's brief
ultimately is rejected. The last sentence of sub. (4) was added to
require record references and a conclusion in a reply brief.
Subsection (6) was rewritten to
clarify briefing requirements in cross-appeals. The time limit in sub.
(7) (c) was changed from 10 to 14 days. Please see the comment to
s. 808.07 (6) concerning time limits. The reference to s. 809.43
was deleted in sub. (8)(a) 1. because the greater number of copies
is needed when a single-judge appeal reaches the supreme court.
Subsection (8) (a) 3. was amended to apply to pro se parties
only. Subsection (8) (b) 4. was amended to allow "velobinding"
of briefs, a process commonly accepted but not authorized by statute.
Subsection (9) requires parties to use the complete case caption.
Parties shall not abridge the caption by use of "et al" or similar
phrases. Subsections (10) and (11) are new and establish a procedure for
supplementing briefs or oral argument with pertinent authorities that
subsequently come to the attention of a party or an amicus curiae, who
is denoted a "nonparty" under sub. (7), or a guardian ad litem under
sub. (8m). This procedure is based upon Federal Rule of Appellate
Procedure 28 (j) and Circuit Rule 28 (e) of the Seventh
Circuit Court of Appeals.
SECTION 28. 809.24 of
the statutes is repealed and recreated to read:
809.24 Rule
(Reconsideration). (1) Except as provided in
sub. (4), a party may file a motion for reconsideration in the court of
appeals within 20 days after the date of a decision or order. The motion
must state with particularity the points of law or fact alleged to be
erroneously decided in the decision or order and must include supporting
argument. No separate memorandum in support of the motion is permitted
unless subsequently ordered by the court. No response to the motion is
permitted unless ordered by the court. An amended decision or order will
not be issued unless a response is ordered by the court. The motion and
any response shall not exceed 5 pages if a monospaced font is used or
1,100 words if a proportional serif font is used.
(2) In response to a
motion for reconsideration, the court shall issue an amended decision or
order, or the court shall issue an order denying the motion.
(3) Nothing in this
section prohibits the court from reconsidering a decision or order on
its own motion at any time prior to remittitur if no petition for review
is filed under s. 809.62 or, if a petition for review is filed, within
30 days after filing the petition for review.
(4) No motion for
reconsideration of a court of appeals' decision or order issued under s.
809.105 is permitted.
Judicial Council Note, 2001: Section
809.24 is amended to conform with the court of appeals' internal
operating procedures, and to provide an orderly procedure for
reconsideration. Reconsideration is intended for those rare cases in
which the court of appeals overlooks or misapprehends relevant and
material facts or law, not for cases in which a party simply disagrees
with the court of appeals. Presentation of new facts or alternate legal
arguments is not appropriate on reconsideration. Reconsideration is not
permitted in s. 809.105 proceedings related to parental consent prior to
performance of abortion due to the abbreviated appellate time periods
provided in s. 809.105. Service requirements of s. 801.14 (4)
apply. The time for filing a motion for reconsideration cannot be
extended. See s. 809.82 (2) (e).
SECTION 29.
809.25 (1) (c) and (3) (a) of the statutes are amended to
read:
809.25 (1) (c)
A party seeking to recover costs in the court shall file a statement of
the costs within 14 days of the filing of the decision of the court. An
opposing party may file, within 7 11 days of the
after service of the statement, a motion objecting to the
statement of costs.
(3) (a) If an appeal
or cross-appeal is found to be frivolous by the court, the court shall
award to the successful party costs, fees, and reasonable
attorney fees under this section. A motion for costs, fees, and
attorney fees under this subsection shall be filed no later than the
filing of the respondent's brief or, if a cross-appeal is filed, no
later than the filing of the cross-respondent's brief. This
subsection does not apply to appeals or cross-appeals under s. 809.107,
809.30, or 974.05.
Judicial Council Note, 2001: The 7-day
time limit in sub. (1) (c) was changed to 11 days. Please see the
comment to s. 808.07 (6) concerning time limits.
SECTION 30. 809.26
(1) of the statutes is amended to read:
809.26 (1) The clerk
of the court of appeals shall transmit to the trial
circuit court the judgment and opinion decision or
order of the court and the record in the case filed pursuant to s.
809.15 within 31 days after the filing of the decision or
order of the court. If a petition for review is filed pursuant to s.
809.62, the transmittal is stayed until the supreme court rules on the
petition. If a motion for reconsideration is filed under s. 809.24,
the transmittal is stayed until the court files an order denying the
motion, or files an amended decision or order, and the subsequent
expiration of any period for filing a petition for review.
SECTION 31.
809.30 (2) (a) (title), (d) (title), (fm)
(title), (j) (title) and (L) (title) of the statutes are
created to read:
809.30 (2) (a) (title)
Appeal procedure; counsel to continue.
(d) (title) Indigency
redetermination.
(fm) (title) Transcript
request in chs. 48 and 938 proceedings.
(j) (title) Appeal from
judgment and order.
(L) (title) Appeals under
s. 974.06.
SECTION 32.
809.30 (2) (b) (intro.), 1. and 6., (c), (c) 1. and 2.,
(e), and (f) of the statutes are amended to read:
809.30 (2) (b) (intro.)
Notice of intent to pursue postconviction relief.
Within 20 days of after the date of sentencing, the
defendant shall file in the trial circuit court and serve
on the district attorney a notice of intent to pursue postconviction
relief. The notice shall include all of the following:
1. The case name and court caption
number.
6. Whether a defendant who does not
request the state public defender to appoint counsel will represent
himself or herself or will be represented by retained counsel. If the
defendant has retained counsel to pursue postconviction relief,
counsel's name and address shall be included.
(c) Clerk to send
materials. Within 5 days after a notice under par. (b) is
filed, the clerk of circuit court shall:
1. If the defendant requests
representation by the state public defender for purposes of
postconviction relief, send to the state public defender's appellate
intake office a copy of the notice that shows the date on which it
was filed or entered, a copy of the judgment or order specified in
the notice that shows the date on which it was filed or entered,
a list of the court reporters for each proceeding in the action in which
the judgment or order was entered, and a list of those
proceedings in which a transcript has been filed in the court record
at the request of trial counsel with the clerk of circuit
court.
2. If the defendant does not request
representation by the state public defender, send or furnish to the
defendant, if the defendant is appearing without counsel, or to the
defendant's attorney if one has been retained, a copy of the judgment or
order specified in the notice that shows the date on which it was
filed or entered, a list of the court reporters for each proceeding
in the action in which the judgment or order was entered, and a
list of those proceedings in which a transcript has been filed in the
court record at the request of trial counsel with the clerk of
circuit court.
(e) State public defender
appointment of counsel; transcript and circuit court case record
request. Within 30 days after the filing of a notice under
par. (b) requesting representation by the state public defender for
purposes of postconviction relief state public defender appellate
intake office receives the materials from the clerk of circuit court
under par. (c), the state public defender shall appoint counsel for
the defendant and order request a transcript of the
reporter's notes and a copy of the circuit court case record,
except that if the defendant's indigency must first be determined or
redetermined, the state public defender shall do so, appoint
counsel, and order request transcripts and a
copy of the circuit court case record within 50 days after the
notice under par. (b) is filed state public defender appellate
intake office receives the material from the clerk of circuit court
under par. (c).
(f) Defendant not represented by
public defender; transcript and circuit court case record
request. A defendant who does not request representation by the
state public defender for purposes of postconviction relief shall
order request a transcript of the reporter's notes, and
may request a copy of the circuit court case record, within 30 days
after filing a notice under par. (b). A defendant who is denied
representation by the state public defender for purposes of
postconviction relief shall request a transcript of the reporter's
notes, and may request a copy of the circuit court case record, within
90 days after filing a notice under par. (b).
SECTION 33.
809.30 (2) (g) of the statutes is renumbered 809.30
(2) (g) 2. and amended to read:
809.30 (2) (g)
2. The court reporter shall file the transcript with the
trial circuit court and serve a copy of the transcript on
the defendant within 60 days of the ordering of request
for the transcript. Within 20 days of the ordering of
request for a transcript of postconviction proceedings brought
under sub. (2) (h), the court reporter shall file the original with
the trial circuit court and serve a copy of that
transcript on the defendant. The reporter may seek an extension under s.
809.16 (4) 809.11 (7) for filing and serving the
transcript.
SECTION 34.
809.30 (2) (g) 1. of the statutes is created to read:
809.30 (2) (g) (title)
Filing and service of transcript and circuit court case record.
1. The clerk of circuit court shall
serve a copy of the circuit court case record on the defendant within 60
days after receipt of the request for the circuit court case record.
SECTION 35.
809.30 (2) (h), (i), and (k) and 809.30 (3) of the
statutes are amended to read:
809.30
(2) (h) Notice of appeal or
postconviction motion. The defendant shall file in circuit
court and serve on the district attorney a notice of appeal or
motion seeking postconviction relief within 60 days of after
the later of the service of the transcript or circuit court case
record. A postconviction motion under this section may not be
accompanied by a notice of motion and is made when filed.
(i) Order determining
postconviction motion. The trial Unless an extension
is requested by the defendant or circuit court and granted by the court
of appeals, the circuit court shall determine by an order the
defendant's motion for postconviction relief within 60 days of
its after the filing of the motion or the motion is
considered to be denied and the clerk of the trial circuit
court shall immediately enter an order denying the motion.
(k) (title) Transmittal of
record. The Except as otherwise provided in s.
809.14 (3) and 809.15 (4) (b) and (c), the clerk of
the trial circuit court shall transmit the record on
appeal to the court of appeals as soon as prepared but in no
event more than 40 days after the filing of the notice of appeal by the
defendant. Subsequent proceedings in the appeal are governed by the
procedures for civil appeals.
(3) Appeals by state or
other party; appointment of counsel. In a felony case in
which the state of Wisconsin, the representative of the public,
or any other party appeals and the defendant or subject individual is a
child or claims or appears to be indigent, the court shall refer the
person to the state public defender for the determination of indigency
and the appointment of legal counsel under ch. 977.
SECTION 36.
809.30 (4) of the statutes is created to read:
809.30 (4) Motion to withdraw as appointed
counsel for defendant. (a) If counsel has been appointed for the
defendant under ch. 977 and seeks to withdraw as appointed counsel,
counsel shall serve a motion to withdraw upon the defendant and upon the
appellate division intake unit in the Madison appellate office of the
state public defender. If the motion is filed before the notice of
appeal is filed, the motion shall be filed in circuit court. If the
motion is filed after a notice of appeal has been filed, the motion
shall be filed in the court of appeals.
(b) Within 20 days after receipt of the
motion under par. (a), the state public defender shall determine whether
successor counsel will be appointed for the defendant and shall notify
the court in which the motion was filed of the state public defender's
determination.
(c) Before determining the motion to
withdraw, the court shall consider the state public defender's response
under par. (b) and whether the defendant waives the right to counsel.
(d) When the motion to withdraw is filed
in circuit court, appointed counsel shall prepare and serve a copy of
the order determining counsel's motion to withdraw upon the defendant
and the appellate division intake unit in the Madison appellate office
of the state public defender within 14 days
after the court's determination.
Judicial Council Note, 2001: Subtitles
have been added. Subsection (2) (e) was revised to amend the time
for appointing appellate counsel and to clarify that a defendant
represented by appointed counsel must request a copy of the circuit
court case record from the circuit court. Subsection (2) (f) was
amended to clarify that a defendant not represented by the state public
defender may request a copy of the circuit court case record from the
circuit court. The second sentence of sub. (2) (f) sets a time
limit for a defendant who has unsuccessfully sought public defender
representation under sub. (2) (e) to request the transcripts and
circuit court case record. Subsection (2) (g) was amended to
require the circuit court clerk to send the circuit court case record to
the defendant within 60 days after receipt of the request. Subsection
(2) (h) was revised to require the defendant to file the notice of
appeal either within 60 days after service of the last transcript or the
circuit court case record, whichever occurs later. The second sentence
of sub. (2) (h) specifies that a notice of motion shall not be
filed with a s. 809.30 postconviction motion. If the circuit court
grants a hearing on the motion, the circuit court will notify the
parties of the date.
The first clause of sub.
(2) (i) specifies that an extension may be granted by the court of
appeals.
Subsection (3) was revised to
clarify that it applies in all appeals utilizing s. 809.30, including
cases under chs. 48, 51, 55, and 938.
Subsection (4) establishes a
procedure for making and determining motions to withdraw by appointed
counsel. This rule does not change existing law concerning when a
withdrawal motion is necessary. See e.g. State ex rel. Flores v.
State, 183 Wis. 2d 587, 622-24, 516 N.W.2d 362 (1994).
Often motions to withdraw are
the result of a disagreement between appointed counsel and the
defendant, sometimes inaccurately called a "conflict," about the
existence of a meritorious issue for appeal, or about the manner in
which any such issue should be raised. It is counsel's duty to decide
what issues in a case have merit for an appeal. Jones v.
Barnes, 463 U.S. 745 (1983). Postconviction counsel is entitled to
exercise reasonable professional judgment in winnowing out even arguable
issues in favor of others perceived to be stronger. Id.
Counsel's failure to raise an issue on direct appeal may prevent the
defendant from raising it in a subsequent s. 974.06 collateral review
proceeding, absent "sufficient reason." State v.
Escalona-Naranjo, 185 Wis. 2d 168, 517 N.W.2d 157 (1994).
The rules of appellate procedure
require that a defendant choose whether to proceed with the assistance
of appointed counsel or proceed pro se. State v. Redmond, 203
Wis. 2d 13, 552 N.W.2d 115 (Ct. App. 1996). A defendant has neither the
right to appointed counsel of choice nor the right to insist that a
particular issue be raised. Oimen v. McCaughtry, 130 F.2d 809
(7th Cir. 1997). "The defendant may terminate appellate counsel's
representation and proceed pro se or the defendant may allow
postconviction relief to continue based on counsel's brief and then seek
relief on the grounds of ineffective assistance of appellate
counsel." State v. Debra A.E., 188 Wis. 2d 111, 137-39, 523
N.W.2d 727 (1994). On ineffective assistance of appellate counsel
claims, the court will determine whether counsel's choice of issues met
the objective standard of reasonableness. Gray v. Greer, 778
F.2d 350 (7th Cir. 1985).
The state public defender will
not appoint successor counsel where a defendant disagrees with the legal
conclusions of appointed counsel or when a defendant wants a second
opinion as to the merits of an appeal. To do so would unduly delay the
disposition of the appeal, and would be contrary to the interests of
justice. Wis. Admin. Code
§ PD 2.04.
If a defendant elects to waive
counsel and proceed pro se, the court must find that the defendant has
been provided with clear warnings with respect to forfeiture of the
right to counsel and the dangers of self-representation. State v.
Cummings, 199 Wis. 2d 721, 546 N.W.2d 406 (1996).
SECTION 37.
809.31 (5) of the statutes is repealed and recreated to read:
809.31 (5) The
defendant or the state may seek review of the order of the circuit court
by filing a motion with the court of appeals under s. 809.14. The party
seeking review must attach to its motion a copy of the judgment of
conviction or other final judgment or order, the circuit court order
regarding release pending appeal, the circuit court statement of reasons
for the decision regarding release pending appeal, and the transcript of
any release proceedings in the circuit court or a statement explaining
why no transcript is available. The motion shall be filed within 14 days
after the entry of the circuit court order. The opposing party may file
a response within 14 days after the filing of the motion.
Judicial Council Note, 2001: Former
rules required a party seeking review of a release decision to file a
petition for discretionary review, and pay a separate filing fee,
generating a separate appeal. The new motion procedure provides a more
efficient mechanism for appellants seeking release pending appeal. No
change in the substantive standards governing release decisions is
intended. See State v. Whitty, 86 Wis. 2d 380, 272 N.W.2d 843
(1978); State v. Salmon, 163 Wis. 2d 369, 471 N.W.2d 286 (Ct.
App. 1991).
SECTION 38. 809.32 (1)
(title) of the statutes is created to read:
809.32 (1) (title) No-merit report, response,
and supplemental no-merit report.
SECTION 39. 809.32 (1) of the statutes
is renumbered (1) (a), 1 (d) and 1 (e) and amended to read:
809.32 (1) (a)
(title) No-merit report. If an attorney appointed under
s. 809.30 (2) (e) or ch. 977 is of the opinion
concludes that further appellate proceedings a direct
appeal on behalf of the defendant would be frivolous and without any
arguable merit within the meaning of Anders v. California, 386
U.S. 738 (1967), and the defendant requests that a no-merit report be
filed or declines to consent to have the attorney close the file without
further representation by the attorney, the attorney shall file with
the court of appeals 3 copies of a brief in which is stated.
no-merit report. The no-merit report shall identify
anything in the record that might arguably support the appeal and a
discussion of why the discuss the reasons why each identified
issue lacks merit.
(d) Service of copy of no-merit
report, transcript, and circuit court case record.The attorney
shall serve a copy of the brief no-merit report on the
defendant and shall file a statement in the court of appeals that
service has been made upon the defendant. The attorney shall also
serve upon the defendant a copy of the transcript and circuit court case
record within 14 days after receipt of a request for the transcript and
circuit court case record from the defendant and shall file a statement
in the court of appeals that service has been made upon the
defendant.
(e) Response to no-merit
report.The defendant may file a response to the brief
no-merit report within 30 days of after service
of the no-merit report. If the defendant files a response, the clerk
shall, within 5 days after the filing of the response, send a copy of
the response to the attorney who filed the no-merit report.
SECTION 40.
809.32 (1) (b), (c), (f) and (g) of the statutes are created
to read:
809.32 (1) (b)
Counseling and notification. 1. (intro.)Prior to the filing of
a no-merit report, the attorney shall discuss with the defendant all
potential issues identified by the attorney and the defendant, and the
merit of an appeal on these issues. The attorney shall inform the
defendant that the defendant has 3 options:
a. To have the attorney file a no-merit
report;
b. To have the attorney close the file
without an appeal; or
c. To have the attorney close the file and
to proceed without an attorney or with another attorney retained at the
defendant's expense.
2. The attorney shall inform the defendant
that a no-merit report will be filed if the defendant either requests a
no-merit report or does not consent to have the attorney close the file
without further representation by the attorney. The attorney shall
inform the defendant that if a no-merit report is filed, the attorney
will serve a copy of the transcripts and the circuit court case record
upon the defendant at the defendant's request. The attorney shall inform
the defendant that, if the defendant chooses to proceed with an appeal
or that if the defendant chooses to have the attorney close the file
without an appeal, the attorney will forward the attorney's copies of
the transcripts and circuit court case record to the defendant at the
defendant's request. The attorney shall also inform the defendant that
the defendant may file a response to the no-merit report and that the
attorney may file a supplemental no-merit report and affidavit or
affidavits containing facts outside the record, possibly including
confidential information, to rebut allegations made in the defendant's
response to the no-merit report.
(c) Certification by attorney.
The attorney shall append to the no-merit report a signed certification
that the attorney has complied with the client-counseling and
client-notification requirements of par. (b). The certification shall be
in the following form:
CERTIFICATION
BY ATTORNEY
I hereby certify that I have discussed
with the defendant all potential issues identified by me and by the
defendant and the merit of an appeal on these issues, and I have
informed the defendant that the defendant must choose one of the
following 3 options: 1) to have me file a no-merit report; 2) to have me
close the file without an appeal; or 3) to have me close the file and to
proceed without an attorney or with another attorney retained at the
defendant's expense. I have informed the defendant that a no-merit
report will be filed if the defendant either requests a no-merit report
or does not consent to have me close the file without further
representation. I have informed the defendant that the transcripts and
circuit court case record will be forwarded at the defendant's request.
I have also informed the defendant that the defendant may file a
response to the no-merit report and that I may file a supplemental
no-merit report and affidavit or affidavits containing facts outside the
record, possibly including confidential information, to rebut
allegations made in the defendant's response to the no-merit report.
Signed:...__________________________
Signature:..._____________________
(f) Supplemental no-merit
report. If the attorney is aware of facts outside the record that
rebut allegations made in the defendant's response, the attorney may
file, within 30 days after receipt of the defendant's response, a
supplemental no-merit report and an affidavit or affidavits, including
facts outside the record. The supplemental report and affidavit or
affidavits shall be served on the defendant, and the attorney shall file
a statement in the court of appeals that service has been made upon the
defendant.
(g) Remand for fact-finding prior to
decision. If the defendant and the attorney allege disputed facts
regarding matters outside the record, and if the court determines that
the defendant's version of the facts, if true, would make resolution of
the appeal under sub. (3) inappropriate, the court shall remand the case
to the circuit court for an evidentiary hearing and fact-finding on
those disputed facts before proceeding to a decision under sub. (3).
SECTION 41.
809.32 (2) of the statutes is renumbered
809.32 (2) (intro.) and amended to read:
809.32 (2) (intro.)
Notice of appeal, statement
on transcript, service of copies. The attorney also shall
file in the trial circuit court a notice of appeal of the
judgment of conviction and of any order denying a postconviction motion.
The notice of appeal shall be identified as a no-merit notice of
appeal and shall state the date on which the no-merit report is due and
whether the due date is calculated under par. (a) or (b). The clerk
of the trial circuit court shall transmit the record in
the case to the court pursuant to s. 809.15. The attorney also shall
file a statement on transcript complying with the requirements of s.
809.11 (4), except that copies of the transcript need not be
provided to other parties. All papers filed with the court under this
subsection, except the transcript, shall be served on the state in
accordance with s. 809.80(2) (b). The no-merit brief and
no-merit report, notice of appeal, and statement on
transcript must be filed within 180 whichever of the
following is later:
(a) One hundred eighty days
of after the service upon the defendant of the transcript
and circuit court case record requested under s.
809.30 (2)(g) (e).
SECTION 42. 809.32 (2) (b) of the statutes is
created to read:
809.32 (2) (b) Sixty
days after the entry of the order determining a postconviction
motion.
Judicial Council Note, 2001: Titles and
subtitles were added. Subsection (1) was subdivided into paragraphs
(1) (a) through (g).
Subsection (1) (a) was
amended to specify that the no-merit procedure applies only to direct
appeals and that no-merit reports should be filed only when the
defendant requests submission of a no-merit report or does not consent
to closing the file without further representation by the appointed
attorney.
Subsection (1) (b)
creates new counseling and notification requirements for appointed
attorneys. Before filing a no-merit report, the appointed attorney must
discuss each identified issue with the defendant and explain why the
issue lacks arguable merit. The attorney must inform the defendant of
the defendant's options: file a no-merit report, close the file without
filing an appeal or a no-merit report, or file an appeal without the
assistance of appointed counsel. The attorney must inform the defendant
that a no-merit report will be filed if the defendant requests
submission of a no-merit report or if the defendant does not consent to
closing the file without further representation by the appointed
attorney. The attorney must inform the defendant that, if a no-merit
report is submitted, the attorney will furnish copies of the transcript
and circuit court case record to the defendant upon request. The
attorney must notify the defendant that, if a no-merit report will not
be submitted, the attorney will forward the attorney's copies of the
transcript and circuit court case record to the defendant upon request.
The attorney must also advise the defendant of the no-merit procedures
set forth in this section, including the defendant's right to file a
response to the attorney's no-merit report, and the attorney's right to
file a supplemental no-merit report and affidavit containing facts
outside the record, possibly including confidential information, to
rebut allegations made in the defendant's response to the no-merit
report.
Subsection (1) (c)
creates a new certification rule that requires the appointed attorney to
certify that the attorney has complied with the counseling and
notification requirements of sub. (1) (b).
Subsection (1) (d)
contains the no-merit report service rule from former
sub. (1) (a) and creates a new transcript and circuit court
case record service rule. The attorney must serve a copy of the no-merit
report on the defendant. If the defendant requests a copy of the
transcript and circuit court case record, the attorney must forward the
copies within 14 days after receipt of the defendant's request. The
attorney must file a statement in the court of appeals that service has
been made on the defendant.
Subsection (1) (e)
contains the response to the no-merit report rule from former
sub. (1) (a). Subsection (1) (e) also creates a new rule
that requires the clerk of the court of appeals to send a copy of the
defendant's response to the no-merit report, within 5 days of the filing
of the response, to the attorney who filed the no-merit report.
Subsection (1) (f) was
created to allow the attorney to reply to the defendant's response to a
no-merit report. The rule allows the attorney to file a supplemental
no-merit report and affidavit(s) disclosing information that is outside
the record and relevant to the attorney's no-merit determination without
violating confidentiality rules. The supplemental report and affidavit
procedure is in accordance with SCR 20:1.6 (c) (1), which
allows disclosures of otherwise confidential communications "to rectify
the consequences of a client's criminal or fraudulent act in the
furtherance of which the lawyer's services had been used;" SCR
20:1.6 (c) (2), which allows disclosures "to establish a claim
or defense on behalf of the lawyer in a controversy between the lawyer
and the client...or to respond to allegations in any proceeding
concerning the lawyer's representation of the client;" and SCR 20:3.3,
which requires candor toward the tribunal.
Subsection (1) (g)
creates a new rule that requires fact-finding upon a remand to the
circuit court if the defendant's response to the no-merit report and the
attorney's supplemental no-merit report and affidavit allege facts
outside the record; and if the facts alleged by the defendant, if true,
would make resolution of the appeal under sub. (3) inappropriate.
The second sentence in sub. (2)
requires the attorney to state, in the no-merit notice of appeal,
of the time limit for filing the no-merit report and the
calculation used to determine that time limit. The fourth sentence in
sub. (2) requires the attorney to file a statement on transcript with
the clerk, but exempts counsel from serving a transcript on other
parties. The fifth sentence in sub. (2) requires counsel to serve copies
of all other papers on the state.
Subsection (2) (a)
establishes the time limits if a no-merit report is not preceded by a
postconviction motion. The cross-reference was changed from s.
809.30 (2) (g) to (e) because only the original transcript and
circuit court case record request triggers the 180-day time limit.
Subsection (2) (b) establishes
the time limits if a no-merit report follows a postconviction
motion.
SECTION 43.
809.32 (3) (title) of the statutes is created to read:
809.32 (3) (title)
Decision on no-merit
report.
SECTION 44.
809.32 (4) of the statutes is amended to read:
809.32 (4) No-merit petition for
review. If a fully briefed appeal is taken to the court of
appeals and the attorney is of the opinion that a petition for review in
the supreme court under s. 809.62 would be frivolous and without any
arguable merit, the attorney shall advise the defendant of the reasons
for this opinion and that the defendant has the right to file a petition
for review. If requested by the defendant, the attorney shall file a
petition satisfying the requirements of s. 809.62(2)(d) and (f) and the
defendant shall file a supplemental petition satisfying the requirements
of s. 809.62 (2) (a), (b), (c), and (e). The petition and
supplemental petition shall both be filed within 30 days of
after the date of the decision or order of the court of
appeals. An opposing party may file a response to the petition and
supplemental petition within 10 14 days of
after the service of the supplemental petition.
Judicial Council Note, 2001: The 10-day
time limit in sub. (4) was changed to 14 days. Please see the comment to
s. 808.07.
SECTION 45.
809.40 (3) of the statutes is amended to read:
809.40 (3) Any civil
appeal to the court of appeals under sub. (1) or (2) is subject to the
docketing statement requirement of s. 809.10 (1) (a)
(d) and may be eligible for the expedited appeals program in the
discretion of the court.
SECTION 46.
809.41 (1) and (4) of the statutes are amended to read:
809.41 (1) Motion for 3-judge panel.If an appellant or a
petitioner requesting the court of appeals to exercise its
supervisory jurisdiction or its original jurisdiction to issue
prerogative writs or its appellate jurisdiction to grant petitions for
leave to appeal desires the matter to be decided by a 3-judge panel, the
appellant or petitioner shall file with the copy of the notice of appeal
required by s. 809.10 (1) (a), or with the petition
requesting the court to exercise its supervisory, original, or
appellate jurisdiction, a motion for a 3-judge panel. Any other
party must file a motion under this rule for a 3-judge panel within
10 14 days of after service of the notice of
appeal or with the response to the petition. The failure to file a
motion under this rule waives the right to request the matter to be
decided by a 3-judge panel. A motion for a 3-judge panel in a case in
which the state is a party shall also be served upon the attorney
general. The attorney general may file a response to the motion within
7 11 days of after service.
809.41 (4) Motion for hearing in county of origin.If an
appellant desires that the appeal be heard in the county where the case
or action originated under s. 752.31 (3), the appellant shall file
with the copy of the notice of appeal required by s.
809.10 (1) (a) a motion requesting a hearing in the county of
origin. Any other party must file a motion requesting a hearing in the
county of origin within 10 14 days of after
service of the notice of appeal. The failure to file a motion under this
rule subsection waives the right to request the
appeal be heard in the county where the case or action
originated.
Judicial Council Note, 2001: Titles were added.
The time limits in sub. (1) and sub. (4) have been changed from 7 to 11
and 10 to 14 days. See the comment to s. 808.07.
SECTION 47. 809.41 (2) and
(3) (title) of the statutes are created to read:
809.41 (2) (title) Decision on motion for 3-judge panel.
(3) (title) Three-judge panel on court's own motion.
SECTION 48. 809.43 of the statutes is amended
to read:
809.43 Rule (Number of
briefs)
(1) A person who files a brief or appendix shall
file 8 10 copies with the court, or such other
of a brief and appendix in the court of appeals, or the number
as that the court directs, and shall serve 3 copies
on each party. If the opposing party is not represented by counsel,
only one copy need be served on that party.
(2) A person who is found indigent under s. 814.29
and files a brief or appendix and who is not represented by
counsel shall file the original and 2 copies with the court
3 copies of a brief and appendix in the court of appeals and
shall serve one copy on each party. A prisoner who has been
granted leave to proceed without prepayment of fees under s.
814.29 (1m) and who is not represented by counsel shall file 3
copies of a brief or appendix in the court of appeals and shall serve
one copy on each party.
Judicial Council Note, 2001: Subsection
(1) was revised to simplify statutory language. The last sentence in
sub. (1) reduces the number of copies required for a pro se party.
Subsection (2) was revised to simplify the language and to specify that
this section applies only to pro se parties.
SECTION 49. 809.50 (1) (intro.), (2) and
(3) of the statutes are amended to read:
809.50 (1) (intro.) A person shall seek
leave of the court to appeal a judgment or order not appealable as of
right under s. 808.03 (1) by filing within 10 14 days
of after the entry of the judgment or order a petition and
supporting memorandum, if any. The petition and memorandum combined may
not exceed 35 pages if a monospaced font is used or 8,000 words if a
proportional serif font is used. The petition shall contain:
(2) An opposing party
in the trial circuit court shall file a response with
supporting memorandum, if any, within 10 14 days of
after the service of the petition. The response and memorandum
combined may not exceed 35 pages if a monospaced font is used or 8,000
words if a proportional serif font is used. Costs and fees may be
awarded against any party in a petition for leave to appeal
proceeding.
(3) If the court grants leave to appeal, the
procedures for appeals from final judgments are applicable to further
proceedings in the appeal, except that the. The entry of
the order granting leave to appeal has the effect of the filing of
the a notice of appeal. The court may specify the issue
or issues that it will review in the appeal.
Judicial Council Note, 2001: The time
limits in subs. (1) and (2) were changed from 10 to 14 days. Please see
the comment to s. 808.07. Subsection (3) specifies that the court may
grant discretionary review on specified issues. This rule codifies
Fedders v. American Family Mut. Ins. Co., 230 Wis. 2d 577, 601
N.W.2d 861 (Ct. App. 1999), which held a grant of leave to appeal from a
nonfinal order or judgment does not authorize cross-appeals as of right
from the same or from another nonfinal order or judgment; cross-appeals
require a separate petition for leave to appeal.
SECTION 50. 809.51 (2) of the statutes is
amended to read:
809.51 (2) The court may deny the petition ex
parte or may order the respondents to file a response with a supporting
memorandum, if any, and may order oral argument on the merits of the
petition. The response and memorandum combined may not exceed 35 pages
if a monospaced font is used or 8,000 words if a proportional serif font
is used. The respondents shall respond with supporting memorandum within
10 14 days of after service of the order. A
respondent may file a letter stating that he or she does not intend to
file a response, but the petition is not thereby admitted.
Judicial Council Note, 2001: The time
limit in sub. (2) was changed from 10 to 14 days. See the comment to s.
808.07.
SECTION 51. 809.60 (1) and (2) of the statutes
are amended to read:
809.60 (1) A party may file with the supreme
court a petition to bypass the court of appeals pursuant to s. 808.05 no
later than 10 14 days following the filing of the
respondent's brief under s. 809.19 or response. The petition must
include a statement of reasons for bypassing the court of appeals.
(2) An opposing party may file a response to the
petition within 10 14 days of after the
service of the petition.
Judicial Council Note, 2001: The time
limits in subs. (1) and (2) have been changed from 10 to 14 days. Please
see the comment to s. 808.07.
SECTION 52. 809.62 (3) and (4) of the statutes
are amended to read:
809.62 (3) Except as provided in s.
809.32 (4), an opposing party may file a response to the petition
within 10 14 days of after the service of
the petition.
(4) The petition for review and response, if
any, shall conform to s. 809.19 (8) (b) and (d) as to form and
certification and, shall be as short as possible
but, and may not exceed 35 pages in length if a monospaced
font is used or 8,000 words if a proportional serif font is used,
exclusive of appendix. The petition for review and the response shall
have a white cover and a party shall file 10 copies with the clerk of
the supreme court.
Judicial Council Note, 2001: The time
limit in sub. (3) has been changed from 10 to 14 days. Please see the
comment to s. 808.07. The last sentence of sub. (4) specifies the color
of the cover that should accompany a petition for review and the number
of copies required.
SECTION 53. 809.64 of the statutes is amended to
read:
809.64 Rule (Reconsideration). A party may seek
reconsideration of the judgment or opinion of the supreme court by
filing a motion under s. 809.14 for reconsideration within 20 days
of after the filing date of the decision of
the supreme court.
Judicial Council Note, 2001: This
section has been changed to specify that the time limit for filing
motions for reconsideration of supreme court opinions is calculated from
the date, not the filing, of the decision.
SECTION 54. 809.70 (2) of the statutes is
amended to read:
809.70 (2) The court may deny the petition or
may order the respondent to respond and may order oral argument on the
question of taking original jurisdiction. The respondent shall file a
response, which may be supported by a memorandum, within 10
14 days of after the service of the order.
Judicial Council Note, 2001: The time
limit in sub. (2) was changed from 10 to 14 days. Please see the comment
to s. 808.07.
SECTION 55. 809.80 (1) of the statutes is
amended to read:
809.80 (1) A person shall file any paper
required to be filed by these rules with the clerk of the court,
State Capitol, Madison, Wisconsin 53702, unless a different place of
filing is expressly required or permitted by statute or rule. The
clerk of the court is located at 110 E. Main Street, Madison, Wisconsin
53703. The mailing address for the clerk of the supreme court and the
court of appeals is P.O. Box 1688, Madison, Wisconsin
53701-1688.
Judicial Council Note, 2001: Subsection
(1) was amended to provide the correct address of the clerk of the
supreme court and court of appeals.
SECTION 56. 809.81 (2) of the statutes is
amended to read:
809.81 (2) Number of copies. An original and 4 Five
copies in the court of appeals, an original and 8 9 copies
in the supreme court. A party shall file an original and 2,
and 3 copies of a motion filed under s. 809.14 in the court of
appeals when if the appeal or other proceeding is one of
the types of cases specified in s. 752.31 (2).
SECTION 57. 809.81 (8) of the statutes is
created to read:
809.81 (8) Confidentiality. Every notice of appeal or other
document that is filed in the court and that is required by law to be
confidential shall refer to individuals only by their first name and the
first initial of their last name.
Judicial Council Note, 2001: Subsection
(2) was amended to eliminate the distinction between "original" and
"copy," because current technology produces copies of quality as good as
the original. Subsection (8) requires that only the first name and last
initial be used in all documents in confidential cases.
SECTION 58. 809.82 (2) (d) and (e) of the
statutes are created to read:
809.82 (2) (d) A copy of any motion to enlarge
time limits under this subsection shall be served on the clerk of
circuit court.
(e) Notwithstanding par. (a), the time for filing a motion for
reconsideration under s. 809.24 may not be enlarged.
Judicial Council Note, 2001: Subsection
(2) (d) was created to provide notice to the clerk of any motion
affecting time limits. Subsection (2)(e) was created to facilitate
computation of due dates on petitions for review.
SECTION 59. 809.83 (2) of the statutes is
amended to read:
809.83 (2) Noncompliance with rules. Failure of
a person to comply with a court order or with a requirement of
these rules, other than the timely filing of a notice of appeal or
cross-appeal, does not affect the jurisdiction of the court over the
appeal but is grounds for dismissal of the appeal, summary reversal,
striking of a paper, imposition of a penalty or costs on a party or
counsel, or other action as the court considers appropriate.
Judicial Council Note, 2001: Subsection
(2) is changed to allow appellate courts to sanction parties who violate
court orders.
IT IS FURTHER ORDERED that the Judicial Council Notes submitted with
the petition are not adopted but shall be printed for informational
purposes.
IT IS FURTHER ORDERED that notice of these amendments of the rules of
appellate procedure shall be given by a single publication of a copy of
this order in the official state newspaper and in an official
publication of the State Bar of Wisconsin.
Dated at Madison, Wis., this 30th day of April, 2001.
By the court:
Cornelia G. Clark, Clerk
Court Commissioners
In the Matter of Implementation of SCR 75,
regarding Court Commissioners
Order 00-12
On April 6, 2001, the court issued an order amending the Supreme
Court Rules to require a statement of economic interest from all circuit
court commissioners and from authorized supplemental court commissioners
who have performed at least 40 hours of circuit court commissioner
duties in the preceding year, to omit the requirement that court
commissioners file a monthly certification of pending cases, and to
clarify the legal experience required for appointment as a court
commissioner. The court ordered that the effective date of the amendment
was April 6, 2001.
IT IS ORDERED that the
court's order dated April 6, 2001, is corrected to provide that the
amendments to Supreme Court Rule 75.02 (1) clarifying the legal
experience required for appointment as a court commissioner shall be
effective Sept. 14, 2001. This correction shall be effective retroactive
to April 5, 2001.
IT IS FURTHER ORDERED that
notice of this correction of the effective date of the amendment of
Supreme Court Rule 75.02(1) be given by a single publication of a copy
of this order in the official state newspaper and in an official
publication of the State Bar of Wisconsin.
Dated at Madison, Wis.,
this 2nd day of May, 2001
By the court:
Cornelia G. Clark, Clerk
Code of Judicial
Conduct
In the Matter of the Amendment of Supreme Court Rules: SCR
Chapter 60 – Code of Judicial Conduct –
Appendix
Order 01-02
On Jan. 26, 2001, the Judicial Conduct Advisory Committee filed a
petition seeking to amend Appendix, section B of Chapter 60, which is
entitled Procedures of the Judicial Conduct Advisory Committee.
The Committee seeks to enlarge the timetable for the consideration of a
request for a formal advisory opinion and issuance of the opinion. The
court has considered the petition and has determined that a public
hearing on the matter is not required.
IT IS ORDERED that,
effective the date of this order, section B of the Appendix to the Code
of Judicial Conduct, SCR Chapter 60, is amended as follows:
SECTION
1. SCR Chapter 60 (Appendix), section B (1) is amended to
read:
B. (1) Request for Formal
Advisory Opinions formal advisory opinions. A request
for a formal advisory opinion shall be in writing and shall be
addressed to the chair of the committee in care of. The
requestor shall also send a copy of the request to the director of
state courts Office, P.O. Box 1688, Madison, WI 53701-1688. The
request shall include a detailed statement of all relevant facts and
circumstances, a discussion of the issues presented in the request, and
references to the relevant provisions of the code of judicial conduct,
advisory opinions, case law, and other authority the requestor has
consulted in the matter. The request shall be forwarded to the chair
of the committee. The identity, organizational affiliation, and
geographic location of a person requesting a formal advisory opinion
shall be confidential.
SECTION
2. SCR Chapter 60 (Appendix), section B (2) (b) is amended to
read:
B. (2) (b) Within 15 30 days after receipt of the
assignment of the request or receipt of sufficient supplemental
information, if requested, the member to whom
a the request is assigned shall circulate to
all committee members a preliminary recommendation and draft opinion.
Prior
to circulation of a preliminary recommendation and draft opinion, the
member to whom a the request is assigned may consult with
other committee members.
SECTION
3. SCR Chapter 60 (Appendix), section B (2) (c) is amended to
read:
B. (2) (c) Within 10 15 days after the circulation receipt
of a the preliminary recommendation and draft opinion, committee
members shall circulate to all other committee members any comments on
the recommendation and opinion. Within the same 15-day period any
committee member may also request that a discussion of the preliminary
recommendation and draft opinion be held. If a majority of the committee
determines that a discussion is needed, the committee shall have a
discussion of the matter within 30 days after the committee determined a
discussion was needed.
SECTION 4. SCR Chapter
60 (Appendix), section B (2) (e) is renumbered SCR Chapter 60
(Appendix), section B (2) (e) 1. (intro.) and amended to read:
B. (2) (e) 1. Within 10 20 days after the last
day for comment on a preliminary recommendation and draft opinion
of whichever of the following dates is applicable, the committee
member to whom the request has been assigned shall circulate a final
draft opinion to the committee members.:
2. Formal advisory
opinions shall be decided by a majority vote of the committee within
five 10 days after circulation of the final draft
opinion.
SECTION 5. SCR Chapter 60
(Appendix), sections B (2) (e) 1. a. and b. are created to read:
B. (2) (e) 1. a. If no request for discussion is made or if a request is
not agreed to by the committee, the last day for comment on the
preliminary recommendation and draft opinion under par. (c).
b. If a request for discussion is agreed to by the committee, the date
of discussion on the matter under par. (c).
SECTION
6. SCR Chapter 60 (Appendix), section B (5) (a) is amended to
read:
B. (5) (a) Within 10 15 days after receipt of a formal
advisory opinion, the requestor may request in writing to the committee
that it reconsider the opinion, explaining the basis for that request.
Within 10 days after receipt of a request for reconsideration from the
requestor, the committee shall respond by granting the request and
approving or revising the opinion or by denying the request. Upon
granting a request for reconsideration, the committee shall consider the
matter as set forth in sec. (2).
IT IS FURTHER ORDERED that
notice of the amendment of the Supreme Court Rules shall be given by a
single publication of a copy of this order in
the official state newspaper and in an official publication of the State
Bar of Wisconsin.
Dated at Madison, Wis.,
this 26th day of April, 2001.
By the court:
Cornelia G. Clark, Clerk
Wisconsin Lawyer