Professional Discipline
The Board of Attorneys Professional Responsibility, an arm of the
Wisconsin Supreme Court, assists the court in discharging its exclusive
constitutional responsibility to supervise the practice of law in this
state and to protect the public from acts of professional misconduct by
attorneys licensed to practice in Wisconsin. The board is composed of
eight lawyers and four nonlawyer members, and its offices are located at
Room 315, 110 E. Main St., Madison, WI 53703, and Room 102, 611 N.
Broadway, Milwaukee, WI 53202.
Public Reprimand of James A. Beaudry
James Beaudry, 47, Hales Corners, was retained by a woman in August
1995 to represent her regarding a "slip and fall" accident that occurred
in August 1994. The client wrote a check for filing fees in February
1996, which check Beaudry cashed.
In May 1996 the client moved to Texas; she informed Beaudry of her
new address several times. Beaudry admitted receiving only one phone
message from the client, but the client supplied the Board of Attorneys
Professional Responsibility (BAPR) with phone records and receipts for
certified and express mail to Beaudry, verifying her change of address
and her repeated attempts to contact him. The client also stated she
made additional calls from her place of employment, for which calls she
did not have records. She also supplied records of a call that lasted
3.8 minutes to an attorney in a neighboring office, made in July 1996,
leaving a message with that attorney for Beaudry.
The client filed a grievance with BAPR in October 1997, as she
continued to receive no response from Beaudry. During investigation of
the grievance, Beaudry denied receiving these messages from the client.
He stated that he wrote to the client at her Wisconsin address in
September 1996, returning her $200 and advising her that he was no
longer pursuing her case. Beaudry stated that the letter was never
returned and the check was never cashed. The client did not receive the
letter or the refund. In December 1997 Beaudry sent her a check for
$200. At that time, the statute of limitations had already run on her
claim.
BAPR found that Beaudry failed to act with reasonable diligence and
promptness in representing the client, in violation of SCR
20:1.3; and he failed to keep the client reasonably informed about
the status of her matter and promptly comply with reasonable requests
for information, in violation of SCR
20:1.4(a).
In determining an appropriate sanction for the misconduct, BAPR
considered that Beaudry had been privately reprimanded by BAPR in
February 1993 for lack of diligence in handling a probate matter, and
that he had been publicly reprimanded by the Wisconsin Supreme Court in
October 1995 for lack of diligence in handling a bankruptcy, failing to
keep a client informed of the status of the matter, and engaging in
conduct involving dishonesty or misrepresentation.
Disciplinary Proceeding Against Stephen J. Dunlap
Stephen J. Dunlap, 50, Hudson, was hired in May 1994 to serve as
attorney and personal representative of an estate in excess of $700,000.
The estate progressed until August 1995, when activity ceased for
periods as long as one year. Dunlap failed to timely file required tax
returns, respond to inquiries from estate beneficiaries and the
department of revenue, or provide adequate notices and copies of
documents to interested persons. Dunlap, who lacked experience in
handling large estates, did not use adequate procedures to calendar the
estate or to keep track of services that had been provided, including
whether tax returns had been filed or distributions made. Dunlap also
lacked an understanding of how to use tax deductions to the estate's
best financial advantage, which resulted in the estate unnecessarily
paying $25,000 in taxes. Further, in two status hearings, Dunlap made
false statements to the court about having communicated with an
accountant and about having scheduled a meeting with an accountant about
the matter. Dunlap eventually turned the file over to successor counsel
in April 1998.
BAPR concluded that Dunlap failed to act with reasonable diligence
and promptness in representing a client, contrary to SCR
20:1.3; failed to provide competent representation, as required by
SCR
20:1.1; and made false statements of fact to a tribunal, contrary to
SCR 20:3.3(a)(1) and SCR
20:8.4(c).
Dunlap received a private reprimand in 1991 for failing to complete
two guardianship final accounts and a probate estate in a timely
manner.
Public Reprimand of Roger G. Merry
Roger G. Merry, 47, Monroe, was publicly reprimanded by BAPR for a
conflict of interest involving a former client.
Merry had represented a married couple in various matters, including
the husband's adoption of his wife's children from a prior marriage. The
couple thereafter divorced, and the ex-husband brought a post-divorce
motion seeking primary placement of the children he had adopted and
seeking adjustments to child support. Merry undertook representation of
the ex-wife in defense of the motion. Although the ex-husband
immediately notified Merry of his objections, Merry refused to step down
and subsequently undertook representation of the ex-wife regarding a
petition involving the children. The ex-husband eventually brought a
motion asking the court to remove Merry, and more than seven months
after the representation began, the court ordered Merry to step
down.
BAPR found that by representing the ex-wife in a custody and child
support dispute that was adverse to the ex-husband, when Merry had
previously represented the ex-husband in matters that included adoption
of the same children, Merry undertook representation in a matter that
was substantially related to his prior representation of a client
without the former client's written consent, contrary to SCR
20:1.9(a).
In aggravation, Merry had previously received two prior reprimands,
one private and one public, involving other conflict of interest
situations. Merry had also received another private reprimand for
unrelated misconduct.
Hearing to Reinstate David A. Suemnick
A public hearing on the petition of David A. Suemnick for
reinstatement of his law license will be held before the BAPR District
14 Committee on Friday, April 16, 1999, at 9 a.m. in Room 200 of the
Northern Building, 305 E. Walnut St., Green Bay, Wis.
Suemnick received his law license in 1964 and practiced in Green Bay.
The Wisconsin Supreme Court revoked Suemnick's law license effective
Jan. 25, 1988, based upon a Petition for Voluntary Revocation filed by
Suemnick in December 1987. In its order, the court indicated that
Suemnick's petition admitted that in four separate matters he made
several misrepresentations to his clients, including telling them that
he had commenced actions on their behalf, telling them the actions had
been settled, and that matters had been set for hearing or trial,
contrary to SCR 20.04(4) [1987]. In each of the client matters, Suemnick
also neglected the client's case and failed to carry out a contract of
employment, contrary to SCR 20.32(3) [1987]. Suemnick admitted that he
could not successfully defend against the allegations of the complaint
by the BAPR. Prior to the revocation, Suemnick had been disciplined for
similar misconduct in: Disciplinary Proceedings Against
Sumenick, 112 Wis. 2d 86, 332 N.W.2d 87 (1983); Disciplinary
Proceedings Against Suemnick, 108 Wis. 2d 427, 321 N.W.2d 298
(1982); and State v. Suemnick, 63 Wis. 2d 117, 216 N.W.2d 753
(1974).
Suemnick is required by SCR 22.28
to show that:
- he desires to have his law license reinstated;
- he has not practiced law during the license revocation;
- he has complied fully with the terms of the order and will continue
to comply with them until his license is reinstated;
- he has maintained competence and learning in the law;
- his conduct since the revocation has been exemplary and above
reproach;
- he has a proper understanding of and attitude toward the standards
that are imposed upon members of the bar and will act in conformity with
the standards;
- he can safely be recommended to the legal profession, the courts,
and the public as a person fit to be consulted by others and to
represent them and otherwise act in matters of trust and confidence and
in general to aid in the administration of justice as a member of the
bar and as an officer of the court;
- he has fully complied with the requirements of SCR
22.26;
- he indicates the proposed use of his license, if reinstated;
- he has fully described all business activities during the
revocation; and
- he has made restitution or settled all claims from persons injured
or harmed by his misconduct or, if the restitution is not complete, his
explanation of his failure or inability to do so.
Suemnick must demonstrate by clear and convincing evidence possession
of the moral character to practice law in this state and that his
resumption of the practice of law within this state will not be
detrimental to the integrity and standing of the bar or the
administration of justice, or subversive of the public interest.
Any interested person may appear at the hearing and be heard in
support of or in opposition to the petition for reinstatement. Further
information may be obtained from Melody Rader-Johnson, Board of
Attorneys Professional Responsibility, 110 E. Main St., Room 315,
Madison, WI 53703-3383; (608) 267-7274.
Wisconsin Lawyer